DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••• H••••••

M•••• F•••••••• A•••••••BD affiliatedSouthlake, Tx dual registrantIAPD 4687911

Certified Financial Planner

Feed of 09/14/2026

Also filed as B••• Remmler H••••••

At current firm

6 y

since Nov 2, 2019

In the industry

23 y

since Sep 17, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Nov 2, 2019 · Southlake, Tx
L•• F•••••••• L•• BD affiliated
Mar 12, 2018 to Oct 6, 2020 · Southlake, Tx
A•••••• A••••••• S••••••• former
Apr 11, 2014 to Feb 23, 2018 · Dallas, Tx
S•••••••• A••••••• L•• national BD
Sep 17, 2012 to Mar 12, 2014 · Westlake, Tx
E•••••••• A•••••••• L•• national BD
Sep 18, 2003 to Mar 15, 2004 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M•••• F•••••••• A•••••••
left Oct 6, 2020, registered Nov 2, 2019 (-339 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
A•••••• A••••••• S••••••• to L•• F•••••••• L••
left Feb 23, 2018, registered Mar 12, 2018 (17 days) · Other
S•••••••• A••••••• L•• to A•••••• A••••••• S•••••••
left Mar 12, 2014, registered Apr 11, 2014 (30 days) · Other
E•••••••• A•••••••• L•• to S•••••••• A••••••• L••
left Mar 15, 2004, registered Sep 17, 2012 (3108 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address