RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J• S••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 11, 2026 · Newtown, Pa
- C••••••••• F•••••••• N•••••• national BDApr 3, 2017 to Mar 9, 2026 · Waltham, Ma
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 28, 2006 to Apr 7, 2017 · Princeton, Nj
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 9, 2026, registered Mar 11, 2026 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to C••••••••• F•••••••• N••••••left Apr 7, 2017, registered Apr 3, 2017 (-4 days) · Other · moved with a team
- M•••••• J• S•••• left C••••••••• F•••••••• N•••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-03-11)Mar 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address