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RIA Intelligence
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Registered advisor
B•••• C•••••• M••••
Feed of 09/15/2026
Also filed as B•••• M••••
At current firm
4 y
since Aug 1, 2022
In the industry
23 y
since Sep 19, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 1, 2022 · Rapid City, Sd
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 11, 2012 to Jul 26, 2022 · Dell Rapids, Sd
- F•••••••• L•• formerJan 8, 2009 to Oct 31, 2012 · Dell Rapids, Sd
- E•••••••• A•••••••• L•• national BDNov 21, 2005 to Jan 9, 2009 · Sioux Falls, Sd
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jul 26, 2022, registered Aug 1, 2022 (6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 31, 2012, registered Dec 11, 2012 (41 days) · Other
- E•••••••• A•••••••• L•• to F•••••••• L••left Jan 9, 2009, registered Jan 8, 2009 (-1 days) · Other
Signals
- B•••• C•••••• M•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2022-08-01)Jul 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address