RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• C•••••••
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince Nov 8, 2017 · Palm Beach Gardens, Fl
- C•••••• C••• F•••••••• S•••••••• I••• formerMay 24, 2004 to Dec 1, 2017 · Parkville, Mo
- W•••••• • R••• formerDec 8, 2003 to May 25, 2004 · Kansas City, Mo
- C•••••• C••• F•••••••• S•••••••• I••• to M•••• C••••••• A••••••• S••••••left Dec 1, 2017, registered Nov 8, 2017 (-23 days) · Other
- W•••••• • R••• to C•••••• C••• F•••••••• S•••••••• I•••left May 25, 2004, registered May 24, 2004 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address