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Registered advisor
J•••• M• B••••••••
Feed of 09/19/2026
Also filed as J•••• M• B••••••••
At current firm
0 y
since Sep 18, 2026
In the industry
23 y
since Aug 27, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Sep 18, 2026 · Strongsville, Oh
- V•••••• A•••••••• I••• BD affiliatedNov 12, 2024 to Jul 17, 2026 · Cleveland, Oh
- A••••••••• L••• otherMar 8, 2006 to Oct 2, 2019 · Nashville, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 4, 2004 to May 27, 2005 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- V•••••• A•••••••• I••• to S•••••• W••••• P•••••••• L••left Jul 17, 2026, registered Sep 18, 2026 (63 days) · Affiliated broker-dealer or bank to another
- A••••••••• L••• to V•••••• A•••••••• I•••left Oct 2, 2019, registered Nov 12, 2024 (1868 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• L•••left May 27, 2005, registered Mar 8, 2006 (285 days) · Other
Signals
- J•••• M• B•••••••• registered as an investment adviser representative at S•••••• W••••• P•••••••• L••Sep 18, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address