RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D•••••• M•••••••
- S•••••• I••••••••• G•••• independent RIA currentsince Aug 24, 2018 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseOct 2, 2014 to Aug 7, 2018 · Washington, Dc
- D••••••• B••• S••••••••• I••• no RAUMJul 14, 2014 to Oct 7, 2014 · Washington, Dc
- W•••• F•••• A••••••• to S•••••• I••••••••• G••••left Aug 7, 2018, registered Aug 24, 2018 (17 days) · Wirehouse to independent RIA · moved with a team
- D••••••• B••• S••••••••• I••• to W•••• F•••• A•••••••left Oct 7, 2014, registered Oct 2, 2014 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address