RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R•••••• C•••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jan 2, 2020 · Peoria Heights, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 17, 2019 to Oct 17, 2019 · Tucson, Az
- T• A••••••••• I••• formerJan 17, 2019 to Oct 17, 2019 · Tucson, Az
- R••••• W• B•••• • C•• I••••••••• mixed wealthNov 6, 2015 to Jan 11, 2019 · Peoria Heights, Il
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliatedMay 21, 2010 to Nov 11, 2015 · St. Louis, Mo
- B•• A•••• M••••••••• L•• unclassifiedNov 16, 2009 to May 24, 2010 · St. Louis, Mo
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 17, 2019, registered Jan 17, 2019 (-273 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Oct 17, 2019, registered Jan 2, 2020 (77 days) · RIA to RIA
- R••••• W• B•••• • C•• I••••••••• to T• A••••••••• I•••left Jan 11, 2019, registered Jan 17, 2019 (6 days) · Other
- B••••••• F• E•••••• • C••••••• I••••••••• to R••••• W• B•••• • C•• I•••••••••left Nov 11, 2015, registered Nov 6, 2015 (-5 days) · Other · moved with a team
- B•• A•••• M••••••••• L•• to B••••••• F• E•••••• • C••••••• I•••••••••left May 24, 2010, registered May 21, 2010 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address