P•••••• M•••••• R•••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 3, 2014 · Houston, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Feb 21, 2012 to May 15, 2013 · Washington, Dc
• M••••• S•••••• wirehouse
  May 20, 2010 to Mar 8, 2012 · Washington, Dc
• L•• F•••••••• L•• BD affiliated
  Mar 11, 2009 to Jul 24, 2009 · Glen Allen, Va

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left May 15, 2013, registered Jan 3, 2014 (233 days) · Other
• M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Mar 8, 2012, registered Feb 21, 2012 (-16 days) · Wirehouse to wirehouse
• L•• F•••••••• L•• to M••••• S••••••
  left Jul 24, 2009, registered May 20, 2010 (300 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address