RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• R•••••• B•••••
- O••••••••• institutional currentsince Feb 8, 2021 · Overland Park, Ks
- P•••••••• S••••••••• I••• BD affiliatedJun 11, 2014 to Feb 11, 2021 · Altoona, Wi
- A••••••• A••••••• S••••••• formerJan 4, 2012 to Jun 3, 2014 · Holcombe, Wi
- L•• F•••••••• L•• BD affiliatedMay 28, 2009 to Jan 9, 2012 · Eau Claire, Wi
- P•••••••• S••••••••• I••• to O•••••••••left Feb 11, 2021, registered Feb 8, 2021 (-3 days) · Other
- A••••••• A••••••• S••••••• to P•••••••• S••••••••• I•••left Jun 3, 2014, registered Jun 11, 2014 (8 days) · Other
- L•• F•••••••• L•• to A••••••• A••••••• S•••••••left Jan 9, 2012, registered Jan 4, 2012 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address