DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Seema Kumar
At current firm
0 y
since May 4, 2026
In the industry
22 y
since Oct 5, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince May 4, 2026 · Denver, Co
- Robert W. Baird & Co. Incorporated mixed wealthJan 6, 2023 to Apr 28, 2026 · Denver, Co
- Raymond James & Associates, Inc. national BDJan 27, 2020 to Dec 31, 2022 · Boulder, Co
Moves
a registration end followed by a registration begin elsewhere
- Robert W. Baird & Co. Incorporated to Morgan Stanleyleft Apr 28, 2026, registered May 4, 2026 (6 days) · RIA to wirehouse
- Raymond James & Associates, Inc. to Robert W. Baird & Co. Incorporatedleft Dec 31, 2022, registered Jan 6, 2023 (6 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Seema Kinra left Robert W. Baird & Co. Incorporated for Morgan Stanley (registered 2026-05-04)Apr 28, 2026 · Advisor changed firm · fact
- Seema Kinra left Raymond James & Associates, Inc. for Robert W. Baird & Co. Incorporated (registered 2023-01-06)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address