RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M•••••• H•••••
- M••••• S•••••• wirehouse currentsince Jan 10, 2025 · Rancho Santa Fe, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 28, 2015 to Jan 21, 2025 · San Diego, Ca
- L•••• C•••••• G•••• formerApr 9, 2010 to Jul 28, 2015 · San Diego, Ca
- R•••••• J• L•••• C••••••••• I••• unclassifiedOct 18, 2006 to Nov 10, 2010 · San Diego, Ca
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jan 21, 2025, registered Jan 10, 2025 (-11 days) · Wirehouse to wirehouse · moved with a team
- L•••• C•••••• G•••• to U•• F•••••••• S••••••• I•••left Jul 28, 2015, registered Jul 28, 2015 (0 days) · Other
- R•••••• J• L•••• C••••••••• I••• to L•••• C•••••• G••••left Nov 10, 2010, registered Apr 9, 2010 (-215 days) · Other
- M•••••• M•••••• H••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-01-10)Jan 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address