DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• D••••• P•••••••••

L•• F•••••••• L••BD affiliatedLos Angeles, Cadual registrantIAPD 4698350

Feed of 09/14/2026

Also filed as Nishantha Dinesh Paranawitane

At current firm

2 y

since Jul 10, 2024

In the industry

25 y

since Feb 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 10, 2024 · Los Angeles, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 3, 2023 to Jun 21, 2024 · Costa Mesa, Ca
C••••••• S••••••••• former
Jan 23, 2023 to Nov 3, 2023 · El Segundo, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Feb 28, 2022 · El Segundo, Ca
W•••• F•••• I••••••••• L•• unclassified
Nov 21, 2003 to Jan 3, 2011 · Manhattan Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Jun 21, 2024, registered Jul 10, 2024 (19 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C••••••• S•••••••••
left Feb 28, 2022, registered Jan 23, 2023 (329 days) · Wirehouse to independent RIA
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

N••••• D••••• P••••••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-07-10)
Jun 21, 2024 · Advisor changed firm · fact
N••••• D••••• P••••••••• left W•••• F•••• A••••••• for C••••••• S••••••••• (registered 2023-01-23)
Feb 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address