W•• M•• L•• D••••••

W•••• F•••• A•••••••wirehouseEl Segundo, Ca dual registrantIAPD 4699549

Feed of 09/15/2026

Also filed as W••••• L••••••••• L••••••••• L••••••••• M•• L•• D••••••••• M•• L•• D••• J••

At current firm

11 y

since Jan 30, 2015

In the industry

22 y

since Feb 10, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 30, 2015 · El Segundo, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Dec 19, 2014 · Los Angeles, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 11, 2004 to Oct 23, 2009 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Dec 19, 2014, registered Jan 30, 2015 (42 days) · Wirehouse to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address