DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Reynaldo M Martinez Jr
Feed of 09/14/2026
Also filed as Rey Mendoza Martinez
At current firm
9 y
since Mar 25, 2017
In the industry
22 y
since Jan 2, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Mar 25, 2017 · Scottsdale, Az
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Tempe, Az
- New England Securities Corporation formerOct 8, 2013 to Jan 2, 2015 · Phoenix, Az
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 28, 2010 to Oct 8, 2013 · Phoenix, Az
- Wells Fargo Advisors wirehouseJun 5, 2006 to Jun 29, 2010 · Woodbridge, Va
- Suntrust Investment Services, Inc. formerJun 13, 2005 to Jun 7, 2006 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to New England Securities Corporationleft Oct 8, 2013, registered Oct 8, 2013 (0 days) · Other
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 29, 2010, registered Jun 28, 2010 (-1 days) · Wirehouse to wirehouse
- Suntrust Investment Services, Inc. to Wells Fargo Advisorsleft Jun 7, 2006, registered Jun 5, 2006 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address