RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• K•••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 22, 2026 · Minneapolis, Mn
- L••••• F•••••••• G••••• L•• BD affiliatedJul 28, 2025 to Jun 15, 2026 · Saint Louis, Mo
- L•• F•••••••• L•• BD affiliatedApr 14, 2014 to Jun 3, 2021 · Bloomington, Mn
- L••••• F•••••••• G••••• L•• to M•• I•••••••• S•••••••• L••left Jun 15, 2026, registered Jun 22, 2026 (7 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to L••••• F•••••••• G••••• L••left Jun 3, 2021, registered Jul 28, 2025 (1516 days) · Affiliated broker-dealer or bank to another
- M•••••• D•••• K••••• left L••••• F•••••••• G••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-06-22)Jun 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address