DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Larson Financial Group, LLC

Broker-dealer affiliated wealth managerSaint Louis, MissouriCRD 140599SEC 801-71543websiteIAPD
Latest filing Mar 13, 2026
First filing on the tape Mar 29, 2012 · 63 filings
SEC status approved since Jun 23, 2010
RAUM
$5.5B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
99%
$5.4B individuals and HNW
Advisors
68
registered through the firm on IAPD
RAUM per advisor
$80.6M
derived; firm RAUM over IAPD count
Employees
131
68 advisory (5.B.1)
Offices
20
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$5.5B as of Mar 13, 2026
Mar 29, 2012$114M then
HNW client RAUM$4.4B as of Mar 13, 2026
Mar 31, 2018$658M then
State-registered IARs (5.B.3)68 as of Mar 13, 2026
Mar 29, 20120 then
Employees (5.A)131 as of Mar 13, 2026
Mar 5, 2013116 then
Private funds: no history
RAUM +36% over the last fiscal year+33% a year over threeIARs 57 to 68offices 18 to 20
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$80.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
73derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$211,442derivedRAUM over accounts (5.F.2.f)
Discretionary
88%derivedof RAUM
Institutional
0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
3.2derived21 offices incl. principal (1.F.5)
RAUM growth, one year
+36%derivedbetween the last two annual amendments
Advisor growth, one year
+19%derivedItem 5.B.3 between annual amendments
Client growth, one year
+7.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
1,500reportedItem 5.H
Wrap fee program
$48.4MreportedItem 5.I
Custody
$560M, 1,316 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.4B81%
  • Individuals$1.0B18%
  • Charitable organizations$26.7M0.5%
  • Pension and profit-sharing plans$15.5M0.3%
  • Corporations and businesses$950,3430.0%
Individual clients
3,218reported
HNW clients
1,719reported
Pension plan clients
13reported
Charitable clients
5reported
Accounts
25,926reported
Financial planning clients
1,500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$560M for 1,316 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=68.0derived
Advisors registered through the firm
68 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Paul Douglas LarsonCertified Financial PlannerSaint Louis, Mo Jul 19, 200725 y4
Darin Dean ArchboldSaint Louis, Mo Dec 16, 200931 y1
Jacob John WhippBrentwood, Tn Jan 5, 201018 y1
Anthony Joseph FerraraSaint Louis, Mo Jun 14, 201024 y0
Colin Gregory WiensCertified Financial PlannerSaint Louis, Mo Dec 13, 201016 y0
Randy Scott MillerCertified Financial PlannerSaint Louis, MoJan 3, 201122 y2
Richard Reid Frith IISaint Louis, Mo Jan 13, 201123 y1
Brandon Michael FurlongSaint Louis, Mo May 14, 201217 y1
Kenneth Walter StillingsLafayette, In Jul 2, 201214 y0
Brandon Andrew LochstampforSt. Charles, Mo Aug 14, 201214 y0
Kyle Edward WortChesterfield, Mo Sep 6, 201217 y0
David Franklin LochstampforSaint Louis, Mo Jan 15, 201313 y0
Derrick Alan YoheJacksonville, Fl Mar 26, 201314 y0
Noah Dean KuhlmanCertified Financial PlannerSaint Louis, Mo Jul 17, 201412 y0
Andrew Thomas BakerSaint Louis, Mo Jan 2, 201511 y0
Bedford Jonathon OteyGreer, Sc Jul 1, 201511 y0
Eric PioFort Wayne, In Nov 30, 201511 y0
Kacie Jonalyn RogersCertified Financial PlannerLakeland, Fl Dec 28, 201510 y0
Brandon Lamar BarfieldWoodstock, Ga Feb 6, 201715 y1
Kyle James DannerCertified Financial PlannerSaint Louis, Mo Jun 2, 201710 y0
Brady Kenneth PetersenCertified Financial PlannerSaint Louis, Mo Dec 20, 201716 y1
Jacob Cleve FisherCertified Financial PlannerSaint Louis, Mo Feb 23, 201812 y0
Kristin Diane SullivanChesterfield, Mo May 6, 201912 y2
Michael HermannCertified Financial Planner, Chartered Financial ConsultantSaint Louis, MoMar 25, 202016 y6
Andrew James ShuldheiszSaint Louis, Mo Jun 25, 202010 y0
Dylan DonovanSaint Louis, MoDec 7, 202011 y1
Kemal Neal HallCertified Financial PlannerSaint Louis, Mo Feb 12, 202112 y0
Jason Michael SchuhmacherSaint Louis, Mo Apr 1, 202113 y0
Brent RobbsCertified Financial Planner, Personal Financial SpecialistSaint Louis, MoMay 12, 202113 y1
Ted L KirkpatrickWaterloo, Il Jul 22, 202136 y1
Jonathan Paul KruegerSaint Louis, Mo Jul 26, 202114 y2
Richard Allen VasterlingCertified Financial PlannerSaint Louis, Mo Oct 1, 202139 y2
Lisa Michele WaltSaint Louis, Mo Dec 14, 202111 y1
Matthew Anthony TullySaint Louis, Mo Apr 14, 202232 y6
Alex James DavisSaint Louis, Mo Apr 20, 202215 y2
David ThyenIndianapolis, In May 2, 202210 y1
Blake David BredensteinerSaint Louis, MoJul 29, 202212 y1
Michaela Marie SpeerCertified Financial Planner, Chartered Financial ConsultantDenver, Co Nov 10, 202213 y1
David C SwanOmaha, Ne Nov 23, 202219 y3
James Donald TrebisovskySaint Louis, Mo Mar 6, 202311 y0
All 68 advisors at Larson Financial Group, LLC
Advisor movement
5 left, 7 joined in 12 months
net +2 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 7.4% of current headcount14 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Scott Randy Miller · Chief Compliance Officercontrol
    since 02/2019 · owns less than 5%
  • Gregory Colin Wiens · Presidentcontrol
    since 01/2020 · owns less than 5%
  • Douglas Paul Larson · Membercontrol
    since 12/2011 · owns 75% or more of Larson Financial Holdings, LLC
Entity owners
  • Larson Financial Holdings, LLC · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list Larson Financial Group, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Saint Louis, Mo · principal6893
Minneapolis, Mn700
Fort Wayne, In510
Indianapolis, In510
St Charles, Mo410
Lakeland, Fl400
Chesterfield, Mo300
Houston, Tx310
Omaha, Ne200
Greenwood Village, Co200
Wayzata, Mn101
Reno, Nv001
Offices
Schedule D 1.F, the 25 largest
  • St. Louis, MO5 employees
  • Omaha, NE4 employees
  • St. Louis Park, MN3 employees
  • Fort Wayne, IN3 employees
  • Saint Louis, MO2 employees
  • Minneapolis, MN2 employees
  • Fort Wayne, IN2 employees
  • Lakeland, FL2 employees
  • Waterloo, IL2 employees
  • Jacksonville, FL1 employees
  • Rochester, MN1 employees
  • Durham, NC1 employees
  • Overland Park, KS1 employees
  • Coconut Creek, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Mar 13, 2026
    LARSON, PAUL, DOUGLAS (MEMBER) left Schedule A between the filings of 2020-01-15 and 2026-03-13
    peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
  • Accounts · 24,504 to 25,926
    Sep 18, 2025 to Mar 13, 2026
  • Advisory employees · 57 to 68
    Sep 18, 2025 to Mar 13, 2026
  • BD registered reps · 57 to 68
    Sep 18, 2025 to Mar 13, 2026
  • Corporate clients · 4 to 6
    Sep 18, 2025 to Mar 13, 2026
  • HNW clients · 1,270 to 1,719
    Sep 18, 2025 to Mar 13, 2026
  • Individual clients · 3,346 to 3,218
    Sep 18, 2025 to Mar 13, 2026
  • Pension plan clients · 15 to 13
    Sep 18, 2025 to Mar 13, 2026
  • Assets in custody · $507M to $560M
    Sep 18, 2025 to Mar 13, 2026
  • Employees · 115 to 131
    Sep 18, 2025 to Mar 13, 2026
  • State-registered IARs · 57 to 68
    Sep 18, 2025 to Mar 13, 2026
  • Discretionary RAUM · $3.5B to $4.8B
    Sep 18, 2025 to Mar 13, 2026
  • HNW RAUM · $3.0B to $4.4B
    Sep 18, 2025 to Mar 13, 2026
  • Individual RAUM · $1.0B to $1.0B
    Sep 18, 2025 to Mar 13, 2026
  • Non-discretionary RAUM · $545M to $639M
    Sep 18, 2025 to Mar 13, 2026
  • Pension RAUM · $16.2M to $15.5M
    Sep 18, 2025 to Mar 13, 2026
  • RAUM · $4.0B to $5.5B
    Sep 18, 2025 to Mar 13, 2026
  • Other offices · 18 to 20
    Mar 21, 2025 to Sep 18, 2025
  • Accounts · 21,684 to 24,504
    Aug 28, 2024 to Mar 21, 2025
  • Advisory employees · 59 to 57
    Aug 28, 2024 to Mar 21, 2025
  • BD registered reps · 59 to 57
    Aug 28, 2024 to Mar 21, 2025
  • Charity clients · 8 to 5
    Aug 28, 2024 to Mar 21, 2025
  • HNW clients · 835 to 1,270
    Aug 28, 2024 to Mar 21, 2025
  • Individual clients · 3,122 to 3,346
    Aug 28, 2024 to Mar 21, 2025
  • Pension plan clients · 14 to 15
    Aug 28, 2024 to Mar 21, 2025
  • Assets in custody · $434M to $507M
    Aug 28, 2024 to Mar 21, 2025
  • Employees · 75 to 115
    Aug 28, 2024 to Mar 21, 2025
  • Financial planning clients · More than 500 to More than 500
    Aug 28, 2024 to Mar 21, 2025
  • State-registered IARs · 59 to 57
    Aug 28, 2024 to Mar 21, 2025
  • Other offices · 14 to 18
    Aug 28, 2024 to Mar 21, 2025
  • Discretionary RAUM · $2.3B to $3.5B
    Aug 28, 2024 to Mar 21, 2025
  • HNW RAUM · $1.8B to $3.0B
    Aug 28, 2024 to Mar 21, 2025
  • Individual RAUM · $957M to $1.0B
    Aug 28, 2024 to Mar 21, 2025
  • Non-discretionary RAUM · $469M to $545M
    Aug 28, 2024 to Mar 21, 2025
  • Pension RAUM · $13.5M to $16.2M
    Aug 28, 2024 to Mar 21, 2025
  • RAUM · $2.7B to $4.0B
    Aug 28, 2024 to Mar 21, 2025
  • Accounts · 20,802 to 21,684
    Mar 6, 2024 to Mar 20, 2024
  • Charity clients · unset to 8.0
    Mar 6, 2024 to Mar 20, 2024
  • HNW clients · 683 to 835
    Mar 6, 2024 to Mar 20, 2024
  • Individual clients · 3,192 to 3,122
    Mar 6, 2024 to Mar 20, 2024
  • Pension plan clients · 62 to 14
    Mar 6, 2024 to Mar 20, 2024
Signals
60 dated events
  • Michael David Kotila left Larson Financial Group, Llc for Mml Investors Services, Llc (registered 2026-06-22)
    Jun 15, 2026 · Advisor changed firm · fact
  • Andrea Megan Fletcher left Larson Financial Group, Llc for Vestia Personal Wealth Advisors (registered 2026-07-09)
    May 28, 2026 · Advisor changed firm · fact
  • Karl A Feigley left Larson Financial Group, Llc for Advisory Services Network (registered 2026-07-31)
    May 5, 2026 · Advisor changed firm · fact
  • Larson Financial Group, Llc reported RAUM $5.5B, up 36% from $4.0B (2025-09-18 to 2026-03-13)
    Mar 13, 2026 · RAUM change · derived
  • Dylan Clark left Larson Financial Group, Llc for Compound Planning, Inc. (registered 2026-05-14)
    Feb 3, 2026 · Advisor changed firm · fact
  • John Fischer left Larson Financial Group, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-01-08)
    Nov 18, 2025 · Advisor changed firm · fact
  • Connor Jeffrey Oak left Larson Financial Group, Llc for Crane Capital Management Llc (registered 2025-09-25)
    Sep 15, 2025 · Advisor changed firm · fact
  • Kolton Rominski left Larson Financial Group, Llc for Ausdal Financial Partners, Inc. (registered 2025-09-15)
    Sep 8, 2025 · Advisor changed firm · fact
  • John Nelson Duncan left Larson Financial Group, Llc for Lpl Enterprise, Llc (registered 2025-08-18)
    Jul 24, 2025 · Advisor changed firm · fact
  • Lindsey Boettigheimer left Larson Financial Group, Llc for Intrua Financial (registered 2025-05-15)
    Apr 25, 2025 · Advisor changed firm · fact
  • Larson Financial Group, Llc reported RAUM $4.0B, up 47% from $2.7B (2024-08-28 to 2025-03-21)
    Mar 21, 2025 · RAUM change · derived
  • Brian Joseph Fernandez left Larson Financial Group, Llc for Krilogy (registered 2025-03-03)
    Dec 6, 2024 · Advisor changed firm · fact
  • Dylan Schwartz left Larson Financial Group, Llc for Mai Capital Management, Llc (registered 2024-09-06)
    Aug 12, 2024 · Advisor changed firm · fact
  • Amy L Buchheit left Larson Financial Group, Llc for Intrua Financial (registered 2024-04-18)
    Apr 17, 2024 · Advisor changed firm · fact
  • E Thomas Burch (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Joseph Anthony Ferrara (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Reid Richard Frith Ii (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Michael Brandon Furlong (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Lamar Brandon Barfield (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Alan Derrick Yohe (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Dean Darin Archbold (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Franklin David Lochstampfor (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Edward Kyle Wort (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • Walter Kenneth Stillings (Member) no longer on Schedule A of Larson Financial Group, Llc (listed 2024-03-06, absent 2024-03-20)
    Mar 20, 2024 · Control person left · inference
  • 2 advisors left Physicians Thrive Investment Advisors, LLC (Elkhorn, NE) for Larson Financial Group, LLC on the same day
    Feb 1, 2024 · Team lift-out · derived
  • Mitchell Alan Wood left Larson Financial Group, Llc for Intrua Financial (registered 2023-11-20)
    Nov 20, 2023 · Advisor changed firm · fact
  • Erin Lee Mutton left Larson Financial Group, Llc for Pathway Financial Advisers, Llc (registered 2023-11-21)
    Nov 17, 2023 · Advisor changed firm · fact
  • Philip John Ferrara left Larson Financial Group, Llc for Northwestern Mutual Investment Services,Llc (registered 2023-11-06)
    May 30, 2023 · Advisor changed firm · fact
  • Nicholas William Randolph left Larson Financial Group, Llc for Transamerica Retirement Advisors, Llc (registered 2023-07-14)
    May 8, 2023 · Advisor changed firm · fact
  • Joseph D. Insinna left Larson Financial Group, Llc for Fidelity Personal And Workplace Advisors (registered 2023-07-17)
    May 1, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/larson-financialreportedpublic record, Form ADV, Sep 17, 2026
Website
LARSON.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
866.569.2450reportedpublic record, Form ADV, Mar 13, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$80.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026