RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• F••••• C•••••
- F•••••• F••••• O•••••• L•• independent RIA currentsince Oct 25, 2021 · Jupiter, Fl
- I•• A•••••••• L•• state registered currentsince Aug 18, 2021 · New York, Ny
- B•• M••••• S••••••••• C••••••••• otherJul 2, 2007 to Dec 31, 2015 · New York, Ny
- M•••• L•• unclassifiedSep 26, 2005 to Jul 2, 2007 · New York, Ny
- S•• I••••••••• G•••• L•• independent RIAMar 3, 2005 to Jul 21, 2005 · Hartford, Ct
- M•••• L•• unclassifiedJan 4, 2005 to Mar 2, 2005 · Stamford, Ct
- B•• M••••• S••••••••• C••••••••• to I•• A•••••••• L••left Dec 31, 2015, registered Aug 18, 2021 (2057 days) · Other
- M•••• L•• to B•• M••••• S••••••••• C•••••••••left Jul 2, 2007, registered Jul 2, 2007 (0 days) · Other
- S•• I••••••••• G•••• L•• to M•••• L••left Jul 21, 2005, registered Sep 26, 2005 (67 days) · Other
- M•••• L•• to S•• I••••••••• G•••• L••left Mar 2, 2005, registered Mar 3, 2005 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address