DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•• I••••••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since Feb 18, 2005
RAUM
$931M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$913M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$931M as of Mar 31, 2026
Mar 29, 2012$222M then
HNW client RAUM$913M as of Mar 31, 2026
Mar 28, 2018$427M then
State-registered IARs (5.B.3)8 as of Mar 31, 2026
Mar 29, 20120 then
Employees (5.A)11 as of Mar 31, 2026
Mar 27, 20135 then
Private funds: no history
RAUM +9.4% over the last fiscal year+11% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$913M98%
- Charitable organizations$10.3M1.1%
- Pension and profit-sharing plans$7.5M0.8%
- Individual clients
- n/areported
- HNW clients
- 386reported
- Pension plan clients
- 2reported
- Charitable clients
- 8reported
- Accounts
- 929reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• B•••••• | Hartford, Ct | Mar 4, 2005 | 40 y | 1 |
| W•••••• H•••• N••••• | Hartford, Ct | Mar 8, 2005 | 21 y | 0 |
| M••••••• W•••••••• H•••••• | Hartford, Ct | Oct 5, 2006 | 24 y | 0 |
| J••• P••••• W••••• | Hartford, Ct | Jun 30, 2008 | 40 y | 0 |
| J••• T•••• W••••••• | Hartford, Ct | Oct 7, 2013 | 14 y | 0 |
| C•••••••• H••• M••••• | Hartford, Ct | Aug 4, 2017 | 10 y | 0 |
| J•••• P••••• S•••• | Hartford, Ct | Jul 3, 2020 | 27 y | 1 |
| R•••••• J••••• P•• | Hartford, Ct | Oct 16, 2020 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P•••• F••••• C••••• to M•••• L••Jul 21, 2005 · Other
Joined, latest
- J•••• P••••• S•••• from Y•• I••••••••• A••••••• I••Jul 3, 2020 · RIA to RIA
- R••••• B•••••• from U•• F•••••••• S••••••• I•••Mar 4, 2005 · Other
- P•••• F••••• C••••• from M•••• L••Mar 3, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• R•••••• J•••• · Presidentcontrolsince 03/2005 · owns 75% or more
- N•••••• W••••••• H•••• · Chief Compliance Officer/Cfocontrolsince 01/2005 · owns 10% to 25%
- W•••••• J•••• P••••• · Membercontrolsince 01/2009 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hartford, Ct · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 932 to 929Sep 24, 2025 to Mar 31, 2026
- HNW clients · 369 to 386Sep 24, 2025 to Mar 31, 2026
- Pension plan clients · 3 to 2Sep 24, 2025 to Mar 31, 2026
- Employees · 10 to 11Sep 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $851M to $931MSep 24, 2025 to Mar 31, 2026
- HNW RAUM · $827M to $913MSep 24, 2025 to Mar 31, 2026
- Individual RAUM · 0.0 to unsetSep 24, 2025 to Mar 31, 2026
- Pension RAUM · $14.7M to $7.5MSep 24, 2025 to Mar 31, 2026
- RAUM · $851M to $931MSep 24, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jul 29, 2025
- Related adviser · false to trueMar 27, 2025 to Jul 29, 2025
- Accounts · 876 to 932Mar 26, 2024 to Mar 27, 2025
- Charity clients · 13 to 8Mar 26, 2024 to Mar 27, 2025
- HNW clients · 355 to 369Mar 26, 2024 to Mar 27, 2025
- Discretionary RAUM · $765M to $851MMar 26, 2024 to Mar 27, 2025
- HNW RAUM · $733M to $827MMar 26, 2024 to Mar 27, 2025
- Pension RAUM · $9.0M to $14.7MMar 26, 2024 to Mar 27, 2025
- RAUM · $765M to $851MMar 26, 2024 to Mar 27, 2025
- Accounts · 857 to 876May 15, 2023 to Mar 26, 2024
- Charity clients · 8 to 13May 15, 2023 to Mar 26, 2024
- HNW clients · 357 to 355May 15, 2023 to Mar 26, 2024
- Pension plan clients · 2 to 3May 15, 2023 to Mar 26, 2024
- Employees · 9 to 10May 15, 2023 to Mar 26, 2024
- Discretionary RAUM · $683M to $765MMay 15, 2023 to Mar 26, 2024
- HNW RAUM · $664M to $733MMay 15, 2023 to Mar 26, 2024
- Pension RAUM · $6.5M to $9.0MMay 15, 2023 to Mar 26, 2024
- RAUM · $683M to $765MMay 15, 2023 to Mar 26, 2024
- Accounts · 817 to 857Mar 30, 2022 to Mar 30, 2023
- Charity clients · 4 to 8Mar 30, 2022 to Mar 30, 2023
- HNW clients · 352 to 357Mar 30, 2022 to Mar 30, 2023
- Pension plan clients · 1 to 2Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $764M to $683MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $752M to $664MMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $4.6M to $6.5MMar 30, 2022 to Mar 30, 2023
- RAUM · $764M to $683MMar 30, 2022 to Mar 30, 2023
- Accounts · 740 to 817Mar 29, 2021 to Mar 30, 2022
- Charity clients · 3 to 4Mar 29, 2021 to Mar 30, 2022
- HNW clients · 315 to 352Mar 29, 2021 to Mar 30, 2022
- Assets in custody · 69031640.0 to unsetMar 29, 2021 to Mar 30, 2022
- Custody of client assets · true to falseMar 29, 2021 to Mar 30, 2022
Signals
1 dated events
- S•• I••••••••• G•••• L•• reported RAUM $644.9M, up 28% from $502.4M (2020-06-15 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@skyig.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 860-761-9700reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 860-761-9797reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/sky-investment-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 860-761-9700reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- skyig.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $116Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026