RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••••••• B••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 31, 2025 · Austin, Tx
- L•• F•••••••• L•• BD affiliatedJun 28, 2019 to Aug 4, 2025 · Spokane Valley, Wa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 19, 2018 to Jul 2, 2019 · Spokane, Wa
- S••••••••• A•••••• A•••••••• I••• formerNov 14, 2014 to Jan 19, 2018 · Spokane, Wa
- S••••• F•••••••• S•••••••• I••• formerNov 25, 2009 to Nov 14, 2014 · Spokane, Wa
- I••••••• S••••••••• I••• unclassifiedSep 14, 2007 to Dec 1, 2009 · Spokane, Wa
- A•••••• A•••••••• I••• unclassifiedMay 9, 2006 to Sep 14, 2007 · Salt Lake City, Ut
- L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••left Aug 4, 2025, registered Jul 31, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jul 2, 2019, registered Jun 28, 2019 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S••••••••• A•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 19, 2018, registered Jan 19, 2018 (0 days) · Other
- S••••• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 14, 2014, registered Nov 14, 2014 (0 days) · corporate re-registration, not a move
- I••••••• S••••••••• I••• to S••••• F•••••••• S•••••••• I•••left Dec 1, 2009, registered Nov 25, 2009 (-6 days) · Other
- A•••••• A•••••••• I••• to I••••••• S••••••••• I•••left Sep 14, 2007, registered Sep 14, 2007 (0 days) · Other
- M•••••• M••••••• B•••••• left L•• F•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-07-31)Aug 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address