RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• M•••• V•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 26, 2022 · Ada, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Jan 28, 2022 · Bloomfield Hills, Mi
- V••• F•••••••• P•••••••• L•• formerSep 3, 2010 to Jan 3, 2011 · Grand Rapids, Mi
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Jan 28, 2022, registered Jan 26, 2022 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- Deborah Marie Verker left Voya Financial Advisors, Inc. for Lpl Financial Llc (registered 2022-01-26)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address