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Registered advisor
J•••• M•••••• C•••••
Feed of 09/14/2026
Also filed as Matt C•••••
At current firm
16 y
since Feb 12, 2010
In the industry
22 y
since Jan 5, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Feb 12, 2010 · Lexington, Ky
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Nov 24, 2009 · Lexington, Ky
- N•••••• I••••••••• I••• unclassifiedDec 1, 2006 to Nov 13, 2009 · Lexington, Ky
- W•••••• • R••• formerFeb 12, 2004 to Jul 26, 2005 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Nov 24, 2009, registered Feb 12, 2010 (80 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to N•••••• I••••••••• I•••left Jul 26, 2005, registered Dec 1, 2006 (493 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address