DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• J•••• D••••••

V••• F•••••••• A•••••••• I•••BD affiliatedWaxhaw, Nc dual registrantIAPD 4707802

Feed of 09/14/2026

Also filed as Casey Davison

At current firm

1 y

since Aug 11, 2025

In the industry

22 y

since Dec 19, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Aug 11, 2025 · Irvine, Ca
O•••• W•••••• I••• BD affiliated
Feb 1, 2024 to Jul 1, 2025 · Scottsdale, Az
L•• F•••••••• L•• BD affiliated
Nov 13, 2018 to Jan 26, 2024 · Fort Mill, Sc
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to May 8, 2018 · Charlotte, Nc
W••••• S••••• S••••••••• I••• former
Dec 16, 2005 to Sep 5, 2013 · Somerset, Nj
N•• E•••••• S••••••••• C••••••••• former
Dec 16, 2005 to Jan 2, 2015 · Somerset, Nj
M•• F•••••••• S•••••••• I••• former
Dec 16, 2005 to Mar 25, 2017 · Hillsborough, Nj
T•••• S••••• S••••••••• I••• former
Dec 16, 2005 to Sep 5, 2013 · Somerset, Nj

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to V••• F•••••••• A•••••••• I•••
left Jul 1, 2025, registered Aug 11, 2025 (41 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to O•••• W•••••• I•••
left Jan 26, 2024, registered Feb 1, 2024 (6 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
left May 8, 2018, registered Nov 13, 2018 (189 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••
left Jan 2, 2015, registered Dec 16, 2005 (-3304 days) · corporate re-registration, not a move
W••••• S••••• S••••••••• I••• to N•• E•••••• S••••••••• C•••••••••
left Sep 5, 2013, registered Dec 16, 2005 (-2820 days) · channel change inside one enterprise, not a move
T•••• S••••• S••••••••• I••• to W••••• S••••• S••••••••• I•••
left Sep 5, 2013, registered Dec 16, 2005 (-2820 days) · channel change inside one enterprise, not a move

Signals

C•••• J•••• D•••••• left O•••• W•••••• I••• for V••• F•••••••• A•••••••• I••• (registered 2025-08-11)
Jul 1, 2025 · Advisor changed firm · fact
C•••• J•••• D•••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2024-02-01)
Jan 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address