DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• O• S••••

C••••••• S••••••••• I•••BD affiliatedSan Francisco, Ca dual registrantIAPD 4708333

Feed of 09/15/2026

Also filed as Michael O. Solis

At current firm

2 y

since Jun 24, 2024

In the industry

22 y

since Mar 24, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Jun 24, 2024 · San Francisco, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Jan 27, 2017 to Apr 25, 2024 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 6, 2014 to Aug 8, 2016 · San Leandro, Ca
U••• B•••••• A•••••••• L•• BD affiliated
Aug 8, 2012 to Jun 10, 2014 · Fremont, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Jun 28, 2012 · Fremont, Ca
C••••••• I••••••••• S••••••• unclassified
Mar 13, 2006 to May 29, 2007 · Newark, Ca
M•• F•••••••• S•••••••• I••• former
Jun 15, 2004 to Mar 2, 2006 · Lafayette, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to C••••••• S••••••••• I•••
left Apr 25, 2024, registered Jun 24, 2024 (60 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Aug 8, 2016, registered Jan 27, 2017 (172 days) · Other · moved with a team
U••• B•••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 10, 2014, registered Nov 6, 2014 (149 days) · Other
C•••••••• G••••• M•••••• I••• to U••• B•••••• A•••••••• L••
left Jun 28, 2012, registered Aug 8, 2012 (41 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
M•• F•••••••• S•••••••• I••• to C••••••• I••••••••• S•••••••
left Mar 2, 2006, registered Mar 13, 2006 (11 days) · Other

Signals

M•••••• O• S•••• left J••• M••••• P•••••• W••••• A••••••• L•• for C••••••• S••••••••• I••• (registered 2024-06-24)
Apr 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address