RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Aug 21, 2025 · Lake Charles, La
• F•••• H•••••• A•••••••• I•• former
  Jan 22, 2021 to Aug 21, 2025 · Lafayette, La
• O•••• I••••••••• I••• BD affiliated
  Jan 16, 2019 to Jan 22, 2021 · Lafayette, La
• L•• F•••••••• L•• BD affiliated
  Aug 8, 2012 to Sep 11, 2014 · Lafayette, La
• C•••••• O•• F•••••••• A••••••• L•• unclassified
  Mar 16, 2012 to Jul 12, 2012 · Melville, Ny

• F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••
  left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
• O•••• I••••••••• I••• to F•••• H•••••• A•••••••• I••
  left Jan 22, 2021, registered Jan 22, 2021 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• L•• F•••••••• L•• to O•••• I••••••••• I•••
  left Sep 11, 2014, registered Jan 16, 2019 (1588 days) · Other
• C•••••• O•• F•••••••• A••••••• L•• to L•• F•••••••• L••
  left Jul 12, 2012, registered Aug 8, 2012 (27 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address