RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M••••• M••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Austin, Tx
- O•••• F•• I••• formerJan 13, 2023 to Jan 24, 2025 · Round Rock, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Dec 31, 2022 · Austin, Tx
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Mar 25, 2017 · Austin, Tx
- N•• E•••••• S••••••••• C••••••••• formerJun 25, 2008 to Jan 2, 2015 · Austin, Tx
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to O•••• F•• I•••left Dec 31, 2022, registered Jan 13, 2023 (13 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- A••••• M••••• M•••• left M•• I•••••••• S•••••••• L•• for O•••• F•• I••• (registered 2023-01-13)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address