A•••••••• V• K•••••

J••• M••••• S••••••••• L••wirehouseNew York, Nydual registrantIAPD 4711077

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••• V••••••• K••••••••• K••••••••• K•••••

At current firm

10 y

since Mar 30, 2016

In the industry

22 y

since Mar 12, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Mar 30, 2016 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 8, 2004 to Mar 29, 2016 · Bay Side, Ny
E•••••••• A•••••••• L•• national BD
May 4, 2004 to Aug 16, 2004 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Mar 29, 2016, registered Mar 30, 2016 (1 days) · Wirehouse to wirehouse · moved with a team
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 16, 2004, registered Sep 8, 2004 (23 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address