DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anita Marie Sopenoff

Silver Oak Securities, Inc.BD affiliatedVoorhees, Njdual registrantIAPD 4711724

Feed of 09/14/2026

Also filed as Anita Marie Spica

At current firm

4 y

since Mar 22, 2022

In the industry

22 y

since Jun 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Silver Oak Securities, Inc. BD affiliated current
since Mar 22, 2022 · Voorhees, Nj
Securities America Advisors, Inc. former
May 30, 2019 to May 26, 2022 · Voorhees, Nj
Sagepoint Financial, Inc. former
Oct 31, 2008 to Jun 4, 2019 · Voorhees, Nj
American General Securities Incorporated unclassified
Jan 9, 2007 to Oct 31, 2008 · Haddon Township, Nj
Transamerica Financial Advisors, LLC BD affiliated
May 2, 2006 to Jan 4, 2007 · Voorhees, Nj

Moves

a registration end followed by a registration begin elsewhere

Securities America Advisors, Inc. to Silver Oak Securities, Inc.
left May 26, 2022, registered Mar 22, 2022 (-65 days) · Affiliated broker-dealer or bank to another
Sagepoint Financial, Inc. to Securities America Advisors, Inc.
left Jun 4, 2019, registered May 30, 2019 (-5 days) · channel change inside one enterprise, not a move
American General Securities Incorporated to Sagepoint Financial, Inc.
left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move
Transamerica Financial Advisors, LLC to American General Securities Incorporated
left Jan 4, 2007, registered Jan 9, 2007 (5 days) · Other

Signals

Anita Marie Sopenoff left Securities America Advisors, Inc. for Silver Oak Securities, Inc. (registered 2022-03-22)
May 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address