RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• C•••••••• L•••••
- Title
- Senior Branch Compliance Analystreportedwesternwealthadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W•••••• W••••• M••••••••• L•• independent RIA currentsince Jul 23, 2025 · Golden, Co
- L•• F•••••••• L•• BD affiliatedFeb 16, 2017 to Jan 23, 2025 · Red Feather Lakes, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 9, 2012 to Feb 16, 2017 · Denver, Co
- L•• F•••••••• L•• BD affiliatedMar 24, 2008 to Nov 22, 2010 · Broomfield, Co
- W•••• F•••• I••••••••• L•• unclassifiedSep 26, 2007 to Mar 14, 2008 · Lakewood, Co
- L•• F•••••••• L•• BD affiliatedApr 20, 2007 to Mar 17, 2008 · Wichita, Ks
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 7, 2005 to Aug 3, 2007 · Wichita, Ks
- L•• F•••••••• L•• to W•••••• W••••• M••••••••• L••left Jan 23, 2025, registered Jul 23, 2025 (181 days) · Affiliated broker-dealer or bank to independent RIA
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Feb 16, 2017, registered Feb 16, 2017 (0 days) · Other
- L•• F•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Nov 22, 2010, registered Feb 9, 2012 (444 days) · Other
- L•• F•••••••• L•• to W•••• F•••• I••••••••• L••left Mar 17, 2008, registered Sep 26, 2007 (-173 days) · Other
- W•••• F•••• I••••••••• L•• to L•• F•••••••• L••left Mar 14, 2008, registered Mar 24, 2008 (10 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Aug 3, 2007, registered Apr 20, 2007 (-105 days) · Other
- D•••• C•••••••• L••••• left L•• F•••••••• L•• for W•••••• W••••• M••••••••• L•• (registered 2025-07-23)Jan 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address