RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••••• S••••••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Jun 26, 2025 · Rocky River, Oh
- O•••• W•••••• I••• BD affiliatedOct 11, 2024 to Jun 25, 2025 · Scottsdale, Az
- A••••••• P••••••••• A•••••••• I•• formerAug 30, 2019 to Oct 11, 2024 · Holbrook, Ny
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 4, 2017 to Sep 17, 2019 · Willoughby, Oh
- L•• F•••••••• L•• BD affiliatedFeb 16, 2007 to Apr 24, 2017 · Willoughby Hills, Oh
- E••••• J•••• national BDJan 25, 2007 to Feb 21, 2007 · Chesterland, Oh
- O•••• W•••••• I••• to A••••• F•••••••• P•••••••• I•••left Jun 25, 2025, registered Jun 26, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- S•••••• W••••• P•••••••• L•• to A••••••• P••••••••• A•••••••• I••left Sep 17, 2019, registered Aug 30, 2019 (-18 days) · RIA to RIA
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Apr 24, 2017, registered Jan 4, 2017 (-110 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Feb 21, 2007, registered Feb 16, 2007 (-5 days) · Other
- R••••• A•••••• S•••••••• left O•••• W•••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2025-06-26)Jun 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address