DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael John Pritts
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Mike Pritts
At current firm
1 y
since Jun 9, 2025
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Corient independent RIA currentsince Jun 9, 2025 · Menlo Park, Ca
- Citizens Securities, Inc. BD affiliatedOct 10, 2024 to Feb 25, 2025 · San Francisco, Ca
- Citizens Private Wealth BD affiliatedJan 9, 2024 to Feb 25, 2025 · San Francisco, Ca
- RBC Capital Markets, LLC national BDFeb 16, 2018 to Dec 22, 2023 · Tacoma, Wa
Moves
a registration end followed by a registration begin elsewhere
- Citizens Private Wealth to Citizens Securities, Inc.left Feb 25, 2025, registered Oct 10, 2024 (-138 days) · RIA to affiliated broker-dealer or bank
- Citizens Securities, Inc. to Corientleft Feb 25, 2025, registered Jun 9, 2025 (104 days) · Affiliated broker-dealer or bank to independent RIA
- RBC Capital Markets, LLC to Citizens Private Wealthleft Dec 22, 2023, registered Jan 9, 2024 (18 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Michael John Pritts left Citizens Securities, Inc. for Corient (registered 2025-06-09)Feb 25, 2025 · Advisor changed firm · fact
- Michael John Pritts left Citizens Private Wealth for Citizens Securities, Inc. (registered 2024-10-10)Feb 25, 2025 · Advisor changed firm · fact
- Michael John Pritts left Rbc Capital Markets, Llc for Citizens Private Wealth (registered 2024-01-09)Dec 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address