RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• K•••• S••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 8, 2026 · Duxbury, Ma
- S•••••••• S••••••••• BD affiliatedSep 19, 2012 to Mar 9, 2026 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedMay 16, 2011 to Sep 19, 2012 · Boston, Ma
- S•••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 9, 2026, registered Mar 8, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to S•••••••• S•••••••••left Sep 19, 2012, registered Sep 19, 2012 (0 days) · corporate re-registration, not a move
- S•••• K•••• S•••• left S•••••••• S••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-03-08)Mar 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address