DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Christian Marich
Feed of 09/14/2026
At current firm
6 y
since Jun 5, 2020
In the industry
22 y
since Dec 9, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley Investment Management Inc. asset manager currentsince Jun 5, 2020 · Unionville, Ct
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Nov 18, 2005 · Melville, Ny
- Quick & Reilly, Inc. unclassifiedFeb 2, 2004 to Oct 20, 2004 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Banc Of America Investment Services, Inc. to Morgan Stanley Investment Management Inc.left Nov 18, 2005, registered Jun 5, 2020 (5313 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address