DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Morgan Stanley Investment Management Inc.
Latest filing Aug 25, 2026
First filing on the tape Nov 17, 2011 · 81 filings
SEC status approved since Jan 28, 1981
RAUM
$702B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$35B
derived; firm RAUM over IAPD count
Employees
670
250 advisory (5.B.1)
Offices
15
beyond the principal office
Private funds
14
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$702B as of Aug 25, 2026
Mar 30, 2012$177B then
HNW client RAUM$0 as of Aug 25, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)28 as of Aug 25, 2026
Mar 28, 20130 then
Employees (5.A)670 as of Aug 25, 2026
Mar 28, 2013793 then
Private funds14 as of Aug 25, 2026
Mar 30, 201215 then
RAUM +13% over the last fiscal year+13% a year over threeIARs 24 to 28offices 10 to 15
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $35BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 33.5derivedItem 5.A over advisors
- Advisors per office
- 1.3derived16 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $3.3B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$391B59%
- Pooled investment vehicles$167B25%
- Corporations and businesses$44B6.7%
- Pension and profit-sharing plans$17B2.5%
- Sovereign wealth funds$14B2.1%
- Other investment advisers$12B1.8%
- Insurance companies$8.1B1.2%
- Charitable organizations$7.0B1.1%
- State and municipal entities$2.2B0.3%
- Banks and thrifts$179M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 41reported
- Charitable clients
- 10reported
- Accounts
- 22,803reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $17B managedreported
- Custody of client assets
- $3.3B for 13 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.81 institutional_share=0.07 related_bd=true related_bank=true bd_reps=229.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Leslie Aldendifer Delany | New York, Ny | Sep 30, 2015 | 19 y | 2 |
| Phillip P Kim | Chicago, Il | Sep 30, 2015 | 17 y | 2 |
| Andrew Hovey Slimmon | Chicago, Il | Sep 30, 2015 | 34 y | 2 |
| Thomas Matthew O'Brien | New York, Ny | Sep 12, 2016 | 12 y | 1 |
| Ted Blyskal | New York, Ny | Sep 11, 2017 | 10 y | 1 |
| Michael James Moran | New York, Ny | Oct 31, 2018 | 11 y | 1 |
| Matthew A Funk | West Conshohocken, Pa | Aug 28, 2019 | 12 y | 1 |
| Sarah Rainey | West Conshohocken, Pa | Oct 17, 2019 | 10 y | 2 |
| Joseph Christian Marich | New York, Ny | Jun 5, 2020 | 22 y | 2 |
| Marie Gilman Klein | New York, Ny | Feb 10, 2022 | 10 y | 3 |
| Patrick Smith DoyleChartered Financial Analyst | New York, Ny | Feb 10, 2022 | 11 y | 2 |
| Brian T Leuchtenburg | New York, Ny | Feb 11, 2022 | 22 y | 3 |
| Kento Kaijima | New York, Ny | Feb 11, 2022 | 11 y | 1 |
| Sara G Mchugh | New York, Ny | Feb 15, 2022 | 17 y | 1 |
| Andre Ricardo Carrera | New York, Ny | Aug 12, 2022 | 13 y | 1 |
| Kevin Patrick Clare | New York, Ny | Jan 11, 2023 | 10 y | 1 |
| Benjamin Cordt Huneke | New York, Ny | Jun 27, 2024 | 18 y | 2 |
| Hampton Jenrette | New York, Ny | Oct 16, 2024 | 10 y | 1 |
| Justin Pape | New York, Ny | Apr 22, 2025 | 10 y | 2 |
| Jessie A Ledesma | New York, Ny | Apr 22, 2025 | 9 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.0% of current headcount2 left over 36 months
Left, latest
- Maxwell A Uribe to Janney Montgomery Scott LLCJun 8, 2026 · Other
- Gianni A Cavalieri to Nuveen Asset Management, LLCOct 29, 2024 · Other
- Kevin Lynyak to Parametric Portfolio AssociatesMay 31, 2023 · Other
- Kaitlyn Brightbill to Blackrock Investment Management, LLCSep 14, 2022 · Other
- Matthew Alan Lesnikowski to Saxony Capital Management, LLCSep 7, 2021 · Other
- Alexander Marashlian to Fidelity Personal And Workplace AdvisorsSep 7, 2021 · Other
- Noah Landes Ordway to Manning & Napier Advisors, LLCSep 7, 2021 · Other
- Alan E. Shenker to Fifth Third Securities, Inc.Aug 3, 2021 · Other
- Rochelle Faye Wagenheim to Ingalls Investment Management, LLCOct 30, 2018 · Other
- Steven Thomas Howard to Cambridge Investment Research Advisors, Inc.Oct 30, 2018 · Other
- Marshall Van Kaplan to Ingalls Investment Management, LLCOct 30, 2018 · Other
- Michael Francis Mahoney to Trinitypoint Wealth, LLCJun 15, 2018 · Other
- Matthew King Estes to Sowell ManagementSep 22, 2017 · Other
- Henry E Kaplan to B. Riley Wealth Advisors, Inc.Jun 29, 2017 · Other
- Mitchell Weissenburger Moser to Weis AdvisoryJul 27, 2016 · Other
Joined, latest
- Brian T Leuchtenburg from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 15, 2021 · Other
- Joseph Christian Marich from Banc Of America Investment Services, Inc.Jun 5, 2020 · Other
- Marie Gilman Klein from John Hancock Investment Management LLCNov 22, 2019 · Other
- Matthew A Funk from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 28, 2019 · Other
- Patrick Smith Doyle from Amundi Pioneer Institutional Asset Management, Inc.Nov 26, 2018 · Other
- Noah Landes Ordway from Allspring Funds Management, LLCJul 26, 2018 · Other
- Ted Blyskal from Neuberger Berman Bd LLCSep 11, 2017 · Other
- Thomas Matthew O'Brien from Neuberger Berman Bd LLCSep 12, 2016 · Other
- Michael Francis Mahoney from Voya Investment Management Co. LLCNov 30, 2015 · Other
- John Page O'Connor from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 23, 2015 · Other
- Marek Mezyk from Lord, Abbett & Co. LLCJul 21, 2015 · Other
- Michael S Mctyre from Morgan StanleyJun 15, 2015 · Other
- Matthew Alan Lesnikowski from Amundi Pioneer Institutional Asset Management, Inc.Oct 21, 2014 · Other
- Alexander Marashlian from New York Life Investment Management LLCAug 28, 2014 · Other
- Gianni A Cavalieri from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 28, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Ingalls Investment Management, LLCOct 30, 2018 · New York, Ny
Private funds
46 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Morgan Stanley Funds P.L.C - US Dollar Liquidity Fundno longer reported | Liquidity Fund | $3.4B | 139 | Jul 6, 2012 |
| Morgan Stanley Funds P.L.C - US Dollar Treasury Liquidity Fundno longer reported | Liquidity Fund | $1.6B | 39 | Jul 6, 2012 |
| International Equity Trust | Other Private Fund | $987M | 16 | Mar 30, 2012 |
| Gtaa Panther Fund L.P.no longer reported | Hedge Fund | $928M | 3 | Mar 29, 2018 |
| Nh Cl Buy And Hold Strategy LP | Hedge Fund | $628M | 2 | Jan 24, 2017 |
| Inception Trust | Other Private Fund | $612M | 1 | Mar 30, 2012 |
| Marigold Tactical Strategies Ltd. | Hedge Fund | $598M | 1 | Aug 31, 2020 |
| New Riders Cayman Feeder LPno longer reported | Hedge Fund | $583M | 1,433 | Mar 31, 2017 |
| Counterpoint Ventures Master Fund LP | Venture Capital Fund | $471M | 1,530 | Apr 29, 2021 |
| Emerging Markets Trust | Other Private Fund | $442M | 10 | Mar 30, 2012 |
| International Equity Trust II | Other Private Fund | $415M | 2 | Mar 30, 2012 |
| Talf 2.0 Fund LPno longer reported | Hedge Fund | $394M | 413 | Aug 31, 2020 |
| Morgan Stanley International Equity Fundno longer reported | Other Private Fund | $299M | 5 | Mar 30, 2012 |
| Sbar Investors, LP | Other Private Fund | $261M | 2 | Mar 28, 2013 |
| Opportunistic Mortgage Income Fund LPno longer reported | Hedge Fund | $245M | 227 | Mar 30, 2012 |
| Aurora Cayman Limitedno longer reported | Hedge Fund | $196M | 1 | Mar 28, 2013 |
| Riverview Rp Select Fund LP | Hedge Fund | $188M | 1 | Mar 31, 2021 |
| Global Asset Backed Opportunities LP | Hedge Fund | $168M | 127 | Feb 11, 2015 |
| Emerging Markets Leaders Trust | Other Private Fund | $168M | 1 | Mar 29, 2018 |
| Opportunistic Mortgage Income Fund (Cayman) LPno longer reported | Hedge Fund | $157M | 136 | Mar 30, 2012 |
| Riverview Risk Premia Fund LP | Other Private Fund | $148M | 2 | Sep 21, 2018 |
| Offshore Emerging Markets Fund | Other Private Fund | $145M | 3 | Mar 30, 2012 |
| Morgan Stanley Investment Management Active International Allocationno longer reported | Other Private Fund | $138M | 2 | Mar 30, 2012 |
| Emerging Markets Debt Trust | Other Private Fund | $131M | 1 | Mar 30, 2012 |
| Counterpoint Ventures Investor Fund LP | Venture Capital Fund | $113M | 1,180 | Mar 31, 2022 |
| Galaxy Fund - Frontier Markets Equity Fund | Other Private Fund | $94.5M | 1 | Mar 28, 2013 |
| Scrsic Strategic Partnership Fund LP | Other Private Fund | $91.9M | 3 | Mar 28, 2013 |
| Global Asset Backed Opportunities (Cayman) LP | Hedge Fund | $85.0M | 117 | Feb 11, 2015 |
| Global Fixed Income Spc/Mi Senior Loan Segregated Portfoliono longer reported | Other Private Fund | $64.0M | 1 | Mar 30, 2020 |
| Offshore International Equity Fund | Other Private Fund | $58.5M | 5 | Mar 30, 2012 |
| Nyscrf Talf 2.0 LLCno longer reported | Hedge Fund | $50.3M | 2 | Aug 31, 2020 |
| Growth Trust | Other Private Fund | $41.5M | 1 | Mar 30, 2012 |
| Morgan Stanley Global Diversified Markets Fund LPno longer reported | Hedge Fund | $38.5M | 30 | Mar 30, 2012 |
| Real Estate Securities Global Best Ideas Fund LPno longer reported | Hedge Fund | $18.5M | 5 | Mar 30, 2012 |
| Morgan Stanley Emerging Markets Leaders Fund (Cayman) LPno longer reported | Hedge Fund | $16.5M | 9 | Mar 30, 2012 |
| Morgan Stanley Gaia Portfolio, LLCno longer reported | Other Private Fund | $6.8M | 2 | Mar 30, 2012 |
| Morgan Stanley Multi-Strategy Fund Plc - Alternative Investments Liquid Markets (Ireland) Fundno longer reported | Hedge Fund | $3.3M | 74 | Mar 28, 2013 |
| Morgan Stanley Global Diversified Markets Fund (Cayman) Ltd.no longer reported | Hedge Fund | $3.0M | 9 | Mar 30, 2012 |
| New Riders LPno longer reported | Hedge Fund | $2.0M | 1,511 | Mar 31, 2017 |
| Ms Driver Employee Fund LPno longer reported | Hedge Fund | $529,436 | 399 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Lisa Buhain Winslow · Director & Managing Directorcontrolsince 12/2023 · owns less than 5%
- Vijay Rohit Goenka · Chief Financial Officer & Managing Directorcontrolsince 11/2024 · owns less than 5%
- Cordt Benjamin Huneke · President & Managing Directorcontrolsince 11/2024 · owns less than 5%
- Brian Eric Kayne · Chief Operating Officer, Director & Managing Directorcontrolsince 02/2024 · owns less than 5%
- Bogdanov Anton Kuzmanov · Director & Managing Directorcontrolsince 09/2019 · owns less than 5%
- Ruairi O'Healai · Director & Managing Directorcontrolsince 08/2024 · owns less than 5%
- Parshottam Anita Rios · Treasurer & Executive Directorcontrolsince 06/2016 · owns less than 5%
- Vladimir Tatiana Segal · Director & Managing Directorcontrolsince 09/2019 · owns less than 5%
- Vanessa Stefanie Chang Yu · General Counsel, Secretary & Managing Directorsince 10/2018 · owns less than 5%
- Aisha Deidre Downes · Chief Compliance Officer & Managing Directorsince 03/2023 · owns less than 5%
Entity owners
- Morgan Stanley Capital Management, LLC · Shareholderdirect · owns 75% or more
- Morgan Stanley · Memberindirect · owns 75% or more of Morgan Stanley Capital Management, LLC · public reporting company
Related persons
Schedule D 7.A
- Atlanta Capitalinvestment advisernRAUM $29B
- Boston Management And Researchinvestment advisernRAUM $155B
- Calvert Research And Managementinvestment advisernRAUM $40B
- E*Trade Capital Management, LLCinvestment advisernRAUM $7.4B
- Eaton Vance Advisers International Ltd.investment advisernRAUM $36B
- Eaton Vance Distributors, Inc.broker-dealern
- Eaton Vance Managementinvestment advisernRAUM $97B
- Eaton Vance Trust Companyy
- Morgan Stanley & Co. International Plcbroker-dealerinvestment advisern
- Morgan Stanley & Co. LLCbroker-dealertrust companyn
- Morgan Stanley Aip Gp LPinvestment adviserbankpooled vehicle sponsornRAUM $41B
- Morgan Stanley Asia Limitedbroker-dealerinvestment advisern
- Morgan Stanley Bank, N.A.n
- Morgan Stanley Canada Limitedbroker-dealern
- Morgan Stanley Cayman Gp Ltd.pooled vehicle sponsorn
- Morgan Stanley Distribution, Inc.broker-dealery
- Morgan Stanley | Eaton Vance Clo Manager LLCinvestment advisernRAUM $4.3B
- Morgan Stanley Fixed Income Gp Inc.pooled vehicle sponsorn
- Morgan Stanley Investment Management (Acd) Limitedinvestment adviserpooled vehicle sponsorn
- Morgan Stanley Investment Management (Japan) Co., Ltd.investment advisernRAUM $3.5B
- Morgan Stanley Investment Management Companyinvestment advisernRAUM $11B
- Morgan Stanley Investment Management Limitedinvestment adviserpooled vehicle sponsornRAUM $175B
- Morgan Stanley Investment Management Private Limitedinvestment advisern
- Morgan Stanley Mexico, Casa De Bolsa, S.A. De C.V.broker-dealern
- Morgan Stanley Mufg Securities Co., Ltd.broker-dealern
- Morgan Stanley Private Bank National Associationn
- Morgan Stanley Saudi Arabiabroker-dealerinvestment advisern
- Morgan Stanleybroker-dealerinvestment adviserpooled vehicle sponsorcustodiannRAUM $1962B
- Ms Alternatives Holding D Inc.pooled vehicle sponsorn
- Mscvf I Gp Incpooled vehicle sponsorn
Advisers that list Morgan Stanley Investment Management Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 20 | 0 | 2 | ||
| Chicago, Il | 3 | 0 | 0 | ||
| West Conshohocken, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- West Conshohocken, PA36 employees
- Chicago, IL6 employees
- Kowloon, Hong Kong6 employees
- Boston, MA6 employees
- Miami, FL2 employees
- San Francisco, CA2 employees
- Washington Dc, DC1 employees
- Houston, TX1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 10.0 to 15.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (198 comparable advisers, 95.0th percentile of changes)peers: asset managers, $20B and over (198) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 21,920 to 22,803Jun 18, 2025 to Mar 31, 2026
- Advisory employees · 263 to 250Jun 18, 2025 to Mar 31, 2026
- BD registered reps · 190 to 229Jun 18, 2025 to Mar 31, 2026
- Corporate clients · 61 to 64Jun 18, 2025 to Mar 31, 2026
- Pension plan clients · 45 to 41Jun 18, 2025 to Mar 31, 2026
- Pooled vehicle clients · 51 to 44Jun 18, 2025 to Mar 31, 2026
- Assets in custody · $5.8B to $3.3BJun 18, 2025 to Mar 31, 2026
- Employees · 523 to 670Jun 18, 2025 to Mar 31, 2026
- State-registered IARs · 24 to 28Jun 18, 2025 to Mar 31, 2026
- Other offices · 10 to 15Jun 18, 2025 to Mar 31, 2026
- Private funds · 15 to 14Jun 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $616B to $698BJun 18, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $3.2B to $3.8BJun 18, 2025 to Mar 31, 2026
- Pension RAUM · $14B to $17BJun 18, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $150B to $167BJun 18, 2025 to Mar 31, 2026
- RAUM · $619B to $702BJun 18, 2025 to Mar 31, 2026
- Wrap assets (manager) · $16B to $17BJun 18, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 18, 2025
- Accounts · 25,406 to 21,920Nov 15, 2024 to Mar 31, 2025
- Advisory employees · 227 to 263Nov 15, 2024 to Mar 31, 2025
- BD registered reps · 187 to 190Nov 15, 2024 to Mar 31, 2025
- Charity clients · 11 to 10Nov 15, 2024 to Mar 31, 2025
- Corporate clients · 62 to 61Nov 15, 2024 to Mar 31, 2025
- HNW clients · 7 to 0Nov 15, 2024 to Mar 31, 2025
- Pension plan clients · 44 to 45Nov 15, 2024 to Mar 31, 2025
- Assets in custody · $6.7B to $5.8BNov 15, 2024 to Mar 31, 2025
- Employees · 492 to 523Nov 15, 2024 to Mar 31, 2025
- State-registered IARs · 20 to 24Nov 15, 2024 to Mar 31, 2025
- Other offices · 8 to 10Nov 15, 2024 to Mar 31, 2025
- Private funds · 18 to 15Nov 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $528B to $616BNov 15, 2024 to Mar 31, 2025
- HNW RAUM · $176M to $0Nov 15, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $6.6B to $3.2BNov 15, 2024 to Mar 31, 2025
- Pension RAUM · $11B to $14BNov 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $131B to $150BNov 15, 2024 to Mar 31, 2025
- RAUM · $535B to $619BNov 15, 2024 to Mar 31, 2025
- Wrap assets (manager) · $15B to $16BNov 15, 2024 to Mar 31, 2025
- Accounts · 26,817 to 25,406Feb 7, 2024 to Mar 27, 2024
- Advisory employees · 234 to 227Feb 7, 2024 to Mar 27, 2024
- BD registered reps · 215 to 187Feb 7, 2024 to Mar 27, 2024
Signals
27 dated events
- Maxwell A Uribe left Morgan Stanley Investment Management Inc. for Janney Montgomery Scott Llc (registered 2026-04-27)Jun 8, 2026 · Advisor changed firm · fact
- Morgan Stanley Investment Management Inc. reported 15 offices beyond its principal office, up from 10 (2025-06-18 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Vienna Jeannine Ali (Chief Financial Officer & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2024-10-15, absent 2024-11-15)Nov 15, 2024 · Control person left · inference
- Philppe Jacques Chappuis (Co-President & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2024-10-15, absent 2024-11-15)Nov 15, 2024 · Control person left · inference
- Vijay Rohit Goenka (Chief Financial Officer & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Nov 15, 2024 · Control person joined · fact
- Gianni A Cavalieri left Morgan Stanley Investment Management Inc. for Nuveen Asset Management, Llc (registered 2025-10-24)Oct 29, 2024 · Advisor changed firm · fact
- Ruairi O'Healai (Director & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Sep 26, 2024 · Control person joined · fact
- Eric Kayne (Chief Operating Officer, Director & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Feb 7, 2024 · Control person joined · fact
- Patrick John Hagarty (Chief Operating Officer, Director & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2024-01-16, absent 2024-02-07)Feb 7, 2024 · Control person left · inference
- Philppe Jacques Chappuis (Co-President & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Jan 16, 2024 · Control person joined · fact
- Cordt Benjamin Huneke (Co-President & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Jan 16, 2024 · Control person joined · fact
- Aaron Daniel Simkowitz (President & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2024-01-02, absent 2024-01-16)Jan 16, 2024 · Control person left · inference
- Andrew Kenneth Topping (Director & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2023-08-24, absent 2023-12-08)Dec 8, 2023 · Control person left · inference
- Lisa Buhain Winslow (Director & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Dec 8, 2023 · Control person joined · fact
- Kevin Lynyak left Morgan Stanley Investment Management Inc. for Parametric Portfolio Associates (registered 2024-03-25)May 31, 2023 · Advisor changed firm · fact
- Morgan Stanley Investment Management Inc. reported 8 offices beyond its principal office, up from 3 (2022-10-13 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- Kaitlyn Brightbill left Morgan Stanley Investment Management Inc. for Blackrock Investment Management, Llc (registered 2022-09-29)Sep 14, 2022 · Advisor changed firm · fact
- Morgan Stanley Investment Management Inc. reported 31 state-registered advisory representatives, up from 7 (2021-03-31 to 2021-04-29)Apr 29, 2021 · Advisor headcount change · derived
- Morgan Stanley Investment Management Inc. reported RAUM $563.0B, up 47% from $382.3B (2020-12-21 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Maryalice Dunne (Director & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2020-12-15, absent 2020-12-21)Dec 21, 2020 · Control person left · inference
- Andrew Kenneth Topping (Director & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Dec 21, 2020 · Control person joined · fact
- Morgan Stanley Investment Management Inc. reported 7 state-registered advisory representatives, down from 25 (2019-12-03 to 2020-03-30)Mar 30, 2020 · Advisor headcount change · derived
- Morgan Stanley Investment Management Inc. reported RAUM $382.3B, up 28% from $299.6B (2019-12-03 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Anton Kuzmanov (Director & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Oct 7, 2019 · Control person joined · fact
- Tatiana Segal (Director & Managing Director) appeared on Schedule A of Morgan Stanley Investment Management Inc.Oct 7, 2019 · Control person joined · fact
- Feta Zabeli (Director, Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2019-07-12, absent 2019-10-07)Oct 7, 2019 · Control person left · inference
- Anchal Pachnanda (Director & Managing Director) no longer on Schedule A of Morgan Stanley Investment Management Inc. (listed 2019-07-12, absent 2019-10-07)Oct 7, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Morgan Stanley Investment Management Inc. · Private Equityshared crd · organization
- Morgan Stanley Investment Management Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-761-4000reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026