RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• T••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · Morristown, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• formerMar 31, 2009 to Oct 10, 2013 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerMar 11, 2009 to Aug 21, 2025 · Dandridge, Tn
- S••••••• I••••••••• I••• formerMay 16, 2005 to Nov 1, 2007 · New York, Ny
- F•••• H•••••• A•••••••• I•• formerJun 23, 2004 to Nov 5, 2004 · Johnson City, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 27, 2004 to May 26, 2004 · Knoxville, Tn
- F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••left Aug 21, 2025, registered Mar 31, 2009 (-5987 days) · Other · moved with a team
- F•••• T•••••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 10, 2013, registered Aug 21, 2025 (4333 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to F•••• H•••••• A•••••••• I••left Nov 1, 2007, registered Mar 11, 2009 (496 days) · Other
- F•••• H•••••• A•••••••• I•• to S••••••• I••••••••• I•••left Nov 5, 2004, registered May 16, 2005 (192 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to F•••• H•••••• A•••••••• I••left May 26, 2004, registered Jun 23, 2004 (28 days) · Other
- J•••• M•••••• T•••• left F•••• H•••••• A•••••••• I•• for F•••• T•••••••• A••••••• S•••••••• I••• (registered 2009-03-31)Aug 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address