DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• J•••• H•••••

W••••••• F••••••••state registeredOcean, NjIA-onlyIAPD 4715046

Feed of 09/14/2026

Also filed as Colin Heaney

At current firm

2 y

since Jul 31, 2024

In the industry

22 y

since Mar 12, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••• F•••••••• state registered current
since Jul 31, 2024 · Ocean, Nj
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 22, 2023 to Dec 6, 2023 · Holmdel, Nj
F••••••• P••••••• A•• W•••••••• A••••••• former
Jan 22, 2021 to Mar 15, 2023 · Wayne, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 1, 2010 to Mar 3, 2011 · New York, Ny
B•••••••• I••••••••• M••••••••• L•• asset manager
Sep 29, 2006 to Nov 12, 2010 · Plainsboro, Nj
M•••••• L•••• I••••••••• M••••••• L• unclassified
May 11, 2006 to Sep 29, 2006 · Plainsboro, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 12, 2004 to May 26, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W••••••• F••••••••
left Dec 6, 2023, registered Jul 31, 2024 (238 days) · Affiliated broker-dealer or bank to a state-registered adviser
F••••••• P••••••• A•• W•••••••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Mar 15, 2023, registered Mar 22, 2023 (7 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Mar 3, 2011, registered Jan 22, 2021 (3613 days) · Other
B•••••••• I••••••••• M••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Nov 12, 2010, registered Dec 1, 2010 (19 days) · Other
M•••••• L•••• I••••••••• M••••••• L• to B•••••••• I••••••••• M••••••••• L••
left Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••••• L•••• I••••••••• M••••••• L•
left May 26, 2006, registered May 11, 2006 (-15 days) · Other

Signals

C•••• J•••• H••••• left A••••••••• F•••••••• S•••••••• L•• for W••••••• F•••••••• (registered 2024-07-31)
Dec 6, 2023 · Advisor changed firm · fact
C•••• J•••• H••••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-03-22)
Mar 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address