RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• W•••••• S••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 2, 2015 · Shelby Twp., Mi
- J••• M••••• S••••••••• L•• wirehouseNov 8, 2012 to Jul 8, 2015 · Troy, Mi
- C••••••• S••••••••• I••• BD affiliatedSep 26, 2006 to Nov 5, 2012 · Hazel Park, Mi
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Jul 8, 2015, registered Jul 2, 2015 (-6 days) · Other
- C••••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Nov 5, 2012, registered Nov 8, 2012 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address