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RIA Intelligence
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Registered advisor
J•••• M•••••• W•••
Feed of 09/14/2026
At current firm
2 y
since Aug 23, 2024
In the industry
21 y
since Mar 30, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Aug 23, 2024 · Scottsdale, Az
- T•••• A•••••••• L•• formerOct 31, 2013 to Aug 23, 2024 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerDec 20, 2006 to Nov 5, 2013 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T•••• A•••••••• L•• to O•••• W•••••• I•••left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to T•••• A•••••••• L••left Nov 5, 2013, registered Oct 31, 2013 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address