DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Womack Wealth Management, Inc.
Latest filing Jul 8, 2026
First filing on the tape Mar 4, 2016 · 36 filings
SEC status approved since Mar 18, 2016
RAUM
$407M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$399M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$81.4M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$407M as of Jul 8, 2026
Mar 15, 2017$125M then
HNW client RAUM$373M as of Jul 8, 2026
Mar 29, 2018$127M then
State-registered IARs (5.B.3)5 as of Jul 8, 2026
Mar 15, 20175 then
Employees (5.A)7 as of Jul 8, 2026
Mar 15, 20175 then
Private funds: no history
RAUM +12% over the last fiscal year+10.0% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
- RAUM per advisor
- $81.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $677,062derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$373M92%
- Individuals$26.6M6.5%
- Pension and profit-sharing plans$7.8M1.9%
- Corporations and businesses$11,9930.0%
- Individual clients
- 94reported
- HNW clients
- 104reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 601reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Hanson Womack | Manhattan Beach, Ca | Feb 8, 2008 | 30 y | 3 |
| Charles Hanson Womack | Manhattan Beach, Ca | Mar 22, 2012 | 27 y | 4 |
| Christopher Bryant Packard | Manhattan Beach, Ca | Sep 21, 2017 | 26 y | 2 |
| Terry Warren Edwards | Albuquerque, Nm | Oct 13, 2017 | 22 y | 4 |
| Jacque Gregory LeforeCertified Financial Planner | Manhattan Beach, Ca | Jul 8, 2026 | 32 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Steven Jeff Campeas to Hcr Wealth AdvisorsDec 8, 2020 · RIA to RIA
- Timothy James Nanson to Fortress Wealth Management, Inc.Jun 15, 2017 · Other
Joined, latest
- Jacque Gregory Lefore from Heritage Family Stewards, LLCJul 8, 2026 · Other
- Terry Warren Edwards from Ameriprise Financial Services, LLCOct 13, 2017 · Other
- Christopher Bryant Packard from Morgan StanleySep 21, 2017 · Other
- Timothy James Nanson from Ameriprise Financial Services, LLCNov 12, 2014 · Other
- Charles Hanson Womack from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 22, 2012 · Other
- Scott Hanson Womack from Uas Wealth AdvisorsFeb 8, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hanson Scott Womack · President & Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
- Seltzer Business Management, Incinsurancen
- Womack Business Management, Incinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manhattan Beach, Ca · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Albuquerque, NM2 employees
- Beverly Hills, CA1 employees
- Los Angeles, CA1 employees
What changed
consecutive filings, newest first
- State-registered IARs · 4 to 5Jun 18, 2026 to Jul 8, 2026
- Advisory employees · 5 to 7Mar 13, 2026 to Jun 18, 2026
- State-registered IARs · 5 to 4Mar 13, 2026 to Jun 18, 2026
- Accounts · 592 to 601Nov 23, 2025 to Mar 13, 2026
- HNW clients · 102 to 104Nov 23, 2025 to Mar 13, 2026
- Discretionary RAUM · $389M to $393MNov 23, 2025 to Mar 13, 2026
- HNW RAUM · $369M to $373MNov 23, 2025 to Mar 13, 2026
- Individual RAUM · $25.7M to $26.6MNov 23, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $13.9M to $13.7MNov 23, 2025 to Mar 13, 2026
- Pension RAUM · $7.5M to $7.8MNov 23, 2025 to Mar 13, 2026
- RAUM · $403M to $407MNov 23, 2025 to Mar 13, 2026
- Accounts · 576 to 592Mar 14, 2025 to Nov 23, 2025
- HNW clients · 96 to 102Mar 14, 2025 to Nov 23, 2025
- Individual clients · 96 to 94Mar 14, 2025 to Nov 23, 2025
- Discretionary RAUM · $351M to $389MMar 14, 2025 to Nov 23, 2025
- HNW RAUM · $330M to $369MMar 14, 2025 to Nov 23, 2025
- Individual RAUM · $25.8M to $25.7MMar 14, 2025 to Nov 23, 2025
- Non-discretionary RAUM · $11.5M to $13.9MMar 14, 2025 to Nov 23, 2025
- Pension RAUM · $6.2M to $7.5MMar 14, 2025 to Nov 23, 2025
- RAUM · $362M to $403MMar 14, 2025 to Nov 23, 2025
- Accounts · 559 to 576Dec 11, 2024 to Mar 14, 2025
- Corporate clients · 0.0 to unsetDec 11, 2024 to Mar 14, 2025
- HNW clients · 93 to 96Dec 11, 2024 to Mar 14, 2025
- Individual clients · 93 to 96Dec 11, 2024 to Mar 14, 2025
- Pension plan clients · 5.0 to unsetDec 11, 2024 to Mar 14, 2025
- Financial planning clients · 101-250 to 101-250Dec 11, 2024 to Mar 14, 2025
- Discretionary RAUM · $324M to $351MDec 11, 2024 to Mar 14, 2025
- HNW RAUM · $299M to $330MDec 11, 2024 to Mar 14, 2025
- Individual RAUM · $25.4M to $25.8MDec 11, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $5.6M to $11.5MDec 11, 2024 to Mar 14, 2025
- Pension RAUM · $5.9M to $6.2MDec 11, 2024 to Mar 14, 2025
- RAUM · $330M to $362MDec 11, 2024 to Mar 14, 2025
- Other offices · 2 to 3Jun 20, 2024 to Aug 26, 2024
- Accounts · 519 to 559Mar 13, 2023 to Mar 6, 2024
- HNW clients · 89 to 93Mar 13, 2023 to Mar 6, 2024
- Individual clients · 91 to 93Mar 13, 2023 to Mar 6, 2024
- Pension plan clients · 7 to 5Mar 13, 2023 to Mar 6, 2024
- Discretionary RAUM · $301M to $324MMar 13, 2023 to Mar 6, 2024
- HNW RAUM · $276M to $299MMar 13, 2023 to Mar 6, 2024
- Individual RAUM · $24.5M to $25.4MMar 13, 2023 to Mar 6, 2024
Signals
1 dated events
- Womack Wealth Management, Inc. filed its initial SEC registration (Form ADV)Mar 4, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/womack-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-684-3868reportedpublic record, Form ADV, Jul 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026