A••• G•••••••• O••••

• I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
  since Oct 30, 2022 · Alexander, Ar
• G•••••••• F•••••••• A•••••••• L•• unclassified
  Jun 12, 2017 to Dec 14, 2022 · Bryant, Ar
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 8, 2004 to Nov 3, 2006 · Little Rock, Ar

• G•••••••• F•••••••• A•••••••• L•• to I••••••••• A•••••• A•••••••• L••
  left Dec 14, 2022, registered Oct 30, 2022 (-45 days) · Other · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••
  left Nov 3, 2006, registered Jun 12, 2017 (3874 days) · Other

• ••• Locked
  Dec 14, 2022 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

I••••••••• WEALTHderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address