RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• V••••• L••••••••
- F•••• T•••• A••••••• L• asset manager currentsince Apr 2, 2019 · Jacksonville, Fl
- C••••••••• I••••••••• L•• mixed wealthDec 19, 2006 to Jan 17, 2019 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 1, 2006 to Oct 18, 2006 · Fort Lauderdale, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 26, 2004 to Apr 21, 2006 · Fort Lauderdale, Fl
- C••••••••• I••••••••• L•• to F•••• T•••• A••••••• L•left Jan 17, 2019, registered Apr 2, 2019 (75 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• I••••••••• L••left Oct 18, 2006, registered Dec 19, 2006 (62 days) · Other
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 21, 2006, registered May 1, 2006 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address