DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•• A••••• T••••• V••••••
Feed of 09/14/2026
Also filed as Don A••••• V••••••
At current firm
4 y
since Mar 15, 2022
In the industry
22 y
since Feb 24, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 15, 2022 · San Diego, Ca
- S•••••••• F••••••••• I••• formerJan 17, 2020 to Mar 17, 2022 · Phoenix, Az
- I••••••••• C•••••• M••••••••• unclassifiedJun 24, 2010 to Jan 21, 2020 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 25, 2004 to Apr 16, 2004 · East Hartford , Ct
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to L•• F•••••••• L••left Mar 17, 2022, registered Mar 15, 2022 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- I••••••••• C•••••• M••••••••• to S•••••••• F••••••••• I•••left Jan 21, 2020, registered Jan 17, 2020 (-4 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• C•••••• M•••••••••left Apr 16, 2004, registered Jun 24, 2010 (2260 days) · Other
Signals
- D•• A••••• T••••• V•••••• left S•••••••• F••••••••• I••• for L•• F•••••••• L•• (registered 2022-03-15)Mar 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address