DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jay Cary Parker
Feed of 09/15/2026
At current firm
1 y
since Nov 5, 2024
In the industry
22 y
since Jul 28, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Nov 5, 2024 · Charlotte, Nc
- Nuveen Asset Management, LLC mixed wealthMar 3, 2023 to Apr 11, 2023 · Chicago, Il
- Advice And Planning Services BD affiliatedJan 31, 2007 to Oct 4, 2011 · Charlotte, Nc
- Columbia Management Advisors, Inc. unclassifiedMay 4, 2005 to May 4, 2005 · Charlotte, Nc
- Bofa Advisors, LLC formerMay 4, 2005 to Nov 22, 2006 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Nuveen Asset Management, LLC to Ameriprise Financial Services, LLCleft Apr 11, 2023, registered Nov 5, 2024 (574 days) · Other
- Advice And Planning Services to Nuveen Asset Management, LLCleft Oct 4, 2011, registered Mar 3, 2023 (4168 days) · Other
- Bofa Advisors, LLC to Advice And Planning Servicesleft Nov 22, 2006, registered Jan 31, 2007 (70 days) · Other
- Columbia Management Advisors, Inc. to Bofa Advisors, LLCleft May 4, 2005, registered May 4, 2005 (0 days) · Other
Signals
- Jay Cary Parker left Nuveen Asset Management, Llc for Ameriprise Financial Services, Llc (registered 2024-11-05)Apr 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address