RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••• M••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 1, 2021 · Cookeville, Tn
- N••••••••• S••••••••• L•• no RAUMAug 1, 2008 to Jul 1, 2020 · Cookeville, Tn
- 1••• C•••••• M••••••••• C•••••• unclassifiedAug 2, 2007 to Aug 1, 2008 · Cookeville, Tn
- U•• F•••••••• S••••••• I••• wirehouseJan 21, 2004 to Aug 18, 2005 · Cookeville, Tn
- N••••••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 1, 2020, registered Feb 1, 2021 (215 days) · Other
- 1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to 1••• C•••••• M••••••••• C••••••left Aug 18, 2005, registered Aug 2, 2007 (714 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address