DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••••• A•• E••••
Feed of 09/15/2026
Also filed as B•••••• A•• E•••• Nakoa
At current firm
7 y
since Nov 2, 2018
In the industry
20 y
since Apr 28, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Nov 2, 2018 · Wailuku, Hi
- S••••••• I••••••••• I••• formerMar 23, 2011 to Nov 2, 2018 · Honolulu, Hi
- E••••• J•••• national BDJan 10, 2008 to Feb 1, 2011 · Aiea, Hi
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- E••••• J•••• to S••••••• I••••••••• I•••left Feb 1, 2011, registered Mar 23, 2011 (50 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address