DFX Intelligence
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Registered advisor
M•••••• W•••••• J••••••••
Feed of 09/14/2026
At current firm
1 y
since Jan 21, 2025
In the industry
21 y
since Sep 8, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 21, 2025 · Milwaukee, Wi
- R•••••• I••••••••• asset managerFeb 16, 2006 to Dec 21, 2007 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- R•••••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Dec 21, 2007, registered Jan 21, 2025 (6241 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address