DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••••• B••••••• D••••

S•••••• A•••••••• L••state registeredBoston, Ma IA-onlyIAPD 4724644

Feed of 09/14/2026

Also filed as Zach B D••••

At current firm

2 y

since Oct 3, 2023

In the industry

22 y

since Jan 23, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• A•••••••• L•• state registered current
since Oct 3, 2023 · Dallas, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
May 1, 2020 to Oct 13, 2023 · Coppell, Tx
W•••• F•••• A••••••• wirehouse
Jul 7, 2017 to May 8, 2020 · Austin, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 26, 2013 to Jul 12, 2017 · Austin, Tx
M••••• K••••• • C••••••• L•• former
Feb 1, 2008 to Dec 9, 2011 · Birmingham, Al
W•••• F•••• A••••••• wirehouse
Feb 9, 2007 to Dec 13, 2007 · Addison, Tx
W•••• F•••• I••••••••• L•• unclassified
Jan 26, 2004 to Nov 21, 2006 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to S•••••• A•••••••• L••
left Oct 13, 2023, registered Oct 3, 2023 (-10 days) · Affiliated broker-dealer or bank to a state-registered adviser
W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••
left May 8, 2020, registered May 1, 2020 (-7 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jul 12, 2017, registered Jul 7, 2017 (-5 days) · Wirehouse to wirehouse · moved with a team
M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 9, 2011, registered Nov 26, 2013 (718 days) · Other
W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••
left Dec 13, 2007, registered Feb 1, 2008 (50 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Nov 21, 2006, registered Feb 9, 2007 (80 days) · Other

Signals

Z•••••••• B••••••• D•••• left C••••• I••••••••• A••••••• L•• for S•••••• A•••••••• L•• (registered 2023-10-03)
Oct 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address