DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••••• P•••••• W•••••• L••
Latest filing Jul 22, 2026
First filing on the tape Feb 7, 2020 · 27 filings
SEC status approved since Mar 9, 2020
RAUM
$418M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$413M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$418M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$418M as of Jul 22, 2026
Feb 26, 2021$340M then
HNW client RAUM$400M as of Jul 22, 2026
Feb 26, 2021$340M then
State-registered IARs (5.B.3)1 as of Jul 22, 2026
Feb 26, 20213 then
Employees (5.A)5 as of Jul 22, 2026
Feb 26, 20213 then
Private funds: no history
RAUM +11% over the last fiscal year+18% a year over threeIARs 1 to 1offices 2 to 1
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $418MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.0MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -36%derived
- Compensation
- percentage of assets, hourly, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $74.1M, 29 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$400M96%
- Individuals$12.9M3.1%
- Pension and profit-sharing plans$4.9M1.2%
- Individual clients
- 33reported
- HNW clients
- 57reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 372reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $74.1M for 29 clientsreported
- Compensation
- % of AUM, hourly, commissionsreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• M••••••• P•••••• | Tampa, Fl | Apr 9, 2020 | 40 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••••• A•• M••••••• to M•••••• F•••••••• I••••••••• M••••••••• I•••Dec 6, 2022 · RIA to RIA
- T••• W•••••• G••••• to G••••• A•••• M•••••••••Oct 25, 2021 · RIA to a state-registered adviser
Joined, latest
- J•••• M••••••• P•••••• from U•• F•••••••• S••••••• I•••Apr 9, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••••••• A•• M••••••• from U•• F•••••••• S••••••• I•••Apr 9, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T••• W•••••• G••••• from G••••• A•••• M•••••••••Mar 9, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• J••••• M••••••• · Chief Compliance Officercontrolsince 02/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 2, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $375,509,248 to $417,996,028, advisors 1 to 1, private clients 141 to 90, offices 2 to 2 (2025-04-24 to 2026-03-02)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Mar 2, 2026individual and HNW clients (Item 5.D) moved from 141.0 to 90.0 (-36.0%) between the annual amendments of 2025-04-24 and 2026-03-02; the peer median change was +3.0% (3309 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 3.1% percentile
What changed
consecutive filings, newest first
- Employees · 6 to 5Mar 2, 2026 to Jul 22, 2026
- Other offices · 2 to 1Mar 2, 2026 to Jul 22, 2026
- Accounts · 360 to 372Oct 22, 2025 to Mar 2, 2026
- Advisory employees · 1 to 4Oct 22, 2025 to Mar 2, 2026
- Advisory activities · 5 to 4Oct 22, 2025 to Mar 2, 2026
- HNW clients · 103 to 57Oct 22, 2025 to Mar 2, 2026
- Individual clients · 38 to 33Oct 22, 2025 to Mar 2, 2026
- Pension plan clients · 3 to 2Oct 22, 2025 to Mar 2, 2026
- Commission compensation · false to trueOct 22, 2025 to Mar 2, 2026
- Assets in custody · $372M to $74.1MOct 22, 2025 to Mar 2, 2026
- Employees · 5 to 6Oct 22, 2025 to Mar 2, 2026
- Financial planning clients · to 51-100Oct 22, 2025 to Mar 2, 2026
- Discretionary RAUM · $350M to $418MOct 22, 2025 to Mar 2, 2026
- HNW RAUM · $357M to $400MOct 22, 2025 to Mar 2, 2026
- Individual RAUM · $15.2M to $12.9MOct 22, 2025 to Mar 2, 2026
- Non-discretionary RAUM · $25.1M to $0Oct 22, 2025 to Mar 2, 2026
- Pension RAUM · $3.3M to $4.9MOct 22, 2025 to Mar 2, 2026
- RAUM · $376M to $418MOct 22, 2025 to Mar 2, 2026
- Advisory activities · 4 to 5Apr 24, 2025 to Oct 22, 2025
- Accounts · 350 to 360Feb 3, 2025 to Apr 24, 2025
- HNW clients · 47 to 103Feb 3, 2025 to Apr 24, 2025
- Individual clients · 27 to 38Feb 3, 2025 to Apr 24, 2025
- Pension plan clients · 4 to 3Feb 3, 2025 to Apr 24, 2025
- Assets in custody · $291M to $372MFeb 3, 2025 to Apr 24, 2025
- Employees · 3 to 5Feb 3, 2025 to Apr 24, 2025
- Financial planning clients · unset to Feb 3, 2025 to Apr 24, 2025
- Other offices · 4 to 2Feb 3, 2025 to Apr 24, 2025
- Discretionary RAUM · $270M to $350MFeb 3, 2025 to Apr 24, 2025
- HNW RAUM · $289M to $357MFeb 3, 2025 to Apr 24, 2025
- Individual RAUM · $14.9M to $15.2MFeb 3, 2025 to Apr 24, 2025
- Non-discretionary RAUM · $37.7M to $25.1MFeb 3, 2025 to Apr 24, 2025
- Pension RAUM · $3.9M to $3.3MFeb 3, 2025 to Apr 24, 2025
- RAUM · $308M to $376MFeb 3, 2025 to Apr 24, 2025
- Advisory activities · 5 to 4Jun 4, 2024 to Jun 11, 2024
- Accounts · 339 to 350Sep 7, 2023 to Mar 13, 2024
- HNW clients · 91 to 47Sep 7, 2023 to Mar 13, 2024
- Individual clients · 20 to 27Sep 7, 2023 to Mar 13, 2024
- Pension plan clients · 3 to 4Sep 7, 2023 to Mar 13, 2024
- Assets in custody · $95.8M to $291MSep 7, 2023 to Mar 13, 2024
- Discretionary RAUM · $221M to $270MSep 7, 2023 to Mar 13, 2024
Signals
5 dated events
- J••••••• A•• M••••••• left Q•••••• P•••••• W•••••• L•• for M•••••• F•••••••• I••••••••• M••••••••• I••• (registered 2023-01-24)Dec 6, 2022 · Advisor changed firm · fact
- Q•••••• P•••••• W•••••• L•• reported RAUM $340.0M, up 58% from $215.0M (2020-12-14 to 2021-02-26)Feb 26, 2021 · RAUM change · derived
- William Todd Gambit (Chief Compliance Officer) no longer on Schedule A of Q•••••• P•••••• W•••••• L•• (listed 2020-12-14, absent 2021-02-26)Feb 26, 2021 · Control person left · inference
- Marshall James Perkins (Ceo, Managing Partner) appeared on Schedule A of Q•••••• P•••••• W•••••• L••Apr 9, 2020 · Control person joined · fact
- Q•••••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Feb 7, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@quantumprivatewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 847-474-1400reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- quantumprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 847-474-1400reportedpublic record, Form ADV, Jul 22, 2026
- Contact form
- quantumprivatewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $418Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026