RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• V••••• P•••••
- K••••• C•••••• A•••••••• L•• independent RIA currentsince Apr 14, 2020 · Dover, Ma
- A•••• S••••••• A•••••••• L•• mixed wealthMay 20, 2015 to Oct 19, 2017 · Natick, Ma
- A•••• S••••••• C••••••••• L•• institutionalJan 8, 2013 to Nov 20, 2013 · Natick, Ma
- I••••• L•••• C•••••• unclassifiedApr 24, 2012 to Aug 27, 2022 · Dover, Ma
- N•• F••••••• A•••••••• L•• asset managerJan 6, 2009 to Dec 31, 2015 · Boston, Ma
- N•• F••••••• A•••••••• L•• formerJan 5, 2009 to Dec 31, 2015 · Boston, Ma
- N•• F••••••• A•••••••• L•• asset managerDec 5, 2008 to Dec 5, 2008 · Boston, Ma
- I••••• L•••• C•••••• to A•••• S••••••• C••••••••• L••left Aug 27, 2022, registered Jan 8, 2013 (-3518 days) · Other
- A•••• S••••••• A•••••••• L•• to K••••• C•••••• A•••••••• L••left Oct 19, 2017, registered Apr 14, 2020 (908 days) · Other
- N•• F••••••• A•••••••• L•• to N•• F••••••• A•••••••• L••left Dec 31, 2015, registered Jan 6, 2009 (-2550 days) · channel change inside one enterprise, not a move · moved with a team
- N•• F••••••• A•••••••• L•• to I••••• L•••• C••••••left Dec 31, 2015, registered Apr 24, 2012 (-1346 days) · Other
- A•••• S••••••• C••••••••• L•• to A•••• S••••••• A•••••••• L••left Nov 20, 2013, registered May 20, 2015 (546 days) · Other
- N•• F••••••• A•••••••• L•• to N•• F••••••• A•••••••• L••left Dec 5, 2008, registered Jan 5, 2009 (31 days) · channel change inside one enterprise, not a move
- M•••••• V••••• P••••• left I••••• L•••• C•••••• for A•••• S••••••• C••••••••• L•• (registered 2013-01-08)Aug 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address