DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• C•••••• A•••••••• L••
Latest filing Jun 1, 2026
First filing on the tape Aug 20, 2019 · 31 filings
SEC status approved since Sep 24, 2019
RAUM
$193M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
76%
$147M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$64.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$193M as of Jun 1, 2026
Jan 16, 2020$165M then
HNW client RAUM$138M as of Jun 1, 2026
Jan 16, 2020$125M then
State-registered IARs (5.B.3)3 as of Jun 1, 2026
Jan 16, 20204 then
Employees (5.A)3 as of Jun 1, 2026
Jan 16, 20205 then
Private funds: no history
RAUM n/a over the last fiscal year+19% a year over three
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $64.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $729,369derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M72%
- Charitable organizations$42.9M22%
- Individuals$8.8M4.5%
- Pension and profit-sharing plans$3.1M1.6%
- Individual clients
- 13reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 265reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.76 fund_share=0.0 institutional_share=0.24 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• •••• K••••••• | Wellesley, Ma | Jun 29, 2015 | 17 y | 0 |
| M•••••• V••••• P•••••Personal Financial Specialist | Wellesley, Ma | Apr 14, 2020 | 17 y | 6 |
| W•••••• B•••• R••••Certified Financial Planner, Chartered Financial Analyst | Wellesley, Ma | Apr 14, 2020 | 30 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G••••• P••• W••• to P•••••• • W••••• M••••••••• A•••••••Dec 8, 2020 · RIA to a newly registered adviser
- N••• G••••• M•••••• to P•••••• • W••••• M••••••••• A•••••••Dec 8, 2020 · RIA to a newly registered adviser
Joined, latest
- M•••••• V••••• P••••• from A•••• S••••••• A•••••••• L••Apr 14, 2020 · Other
- W•••••• B•••• R•••• from I••••• L•••• C••••••Apr 14, 2020 · Other
- N••• G••••• M•••••• from B•• C••••• A•••••••Jul 3, 2019 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for P•••••• • W••••• M••••••••• A•••••••Dec 8, 2020 · Waltham, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• D•••••• •••• · President & Chief Compliance Officercontrolsince 04/2015 · owns 75% or more
- P•••••• M••••••• V••••• · Shareholdersince 04/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wellesley, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 245 to 265Nov 4, 2025 to Feb 25, 2026
- Charity clients · 3.0 to unsetNov 4, 2025 to Feb 25, 2026
- Corporate clients · 0.0 to unsetNov 4, 2025 to Feb 25, 2026
- HNW clients · 53 to 54Nov 4, 2025 to Feb 25, 2026
- Pension plan clients · 1.0 to unsetNov 4, 2025 to Feb 25, 2026
- Pooled vehicle clients · 0.0 to unsetNov 4, 2025 to Feb 25, 2026
- Financial planning clients · 51-100 to 11-25Nov 4, 2025 to Feb 25, 2026
- Discretionary RAUM · $128M to $150MNov 4, 2025 to Feb 25, 2026
- HNW RAUM · $118M to $138MNov 4, 2025 to Feb 25, 2026
- Individual RAUM · $6.8M to $8.8MNov 4, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $37.0M to $43.1MNov 4, 2025 to Feb 25, 2026
- Pension RAUM · $2.4M to $3.1MNov 4, 2025 to Feb 25, 2026
- Pooled vehicle RAUM · 0.0 to unsetNov 4, 2025 to Feb 25, 2026
- RAUM · $165M to $193MNov 4, 2025 to Feb 25, 2026
- Accounts · 222 to 245Aug 28, 2024 to May 9, 2025
- Advisory activities · 5 to 4Aug 28, 2024 to May 9, 2025
- Charity clients · 4 to 3Aug 28, 2024 to May 9, 2025
- HNW clients · 48 to 53Aug 28, 2024 to May 9, 2025
- Financial planning clients · 51-100 to 51-100Aug 28, 2024 to May 9, 2025
- Discretionary RAUM · $107M to $128MAug 28, 2024 to May 9, 2025
- HNW RAUM · $95.7M to $118MAug 28, 2024 to May 9, 2025
- Individual RAUM · $5.9M to $6.8MAug 28, 2024 to May 9, 2025
- Non-discretionary RAUM · $30.6M to $37.0MAug 28, 2024 to May 9, 2025
- Pension RAUM · $1.7M to $2.4MAug 28, 2024 to May 9, 2025
- RAUM · $138M to $165MAug 28, 2024 to May 9, 2025
- Accounts · 179 to 222Oct 5, 2023 to Feb 27, 2024
- HNW clients · 41 to 48Oct 5, 2023 to Feb 27, 2024
- Discretionary RAUM · $82.4M to $107MOct 5, 2023 to Feb 27, 2024
- HNW RAUM · $75.5M to $95.7MOct 5, 2023 to Feb 27, 2024
- Individual RAUM · $5.1M to $5.9MOct 5, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $31.7M to $30.6MOct 5, 2023 to Feb 27, 2024
- Pension RAUM · $1.7M to $1.7MOct 5, 2023 to Feb 27, 2024
- RAUM · $114M to $138MOct 5, 2023 to Feb 27, 2024
- Accounts · 161 to 179Apr 27, 2022 to Mar 21, 2023
- Charity clients · 3 to 4Apr 27, 2022 to Mar 21, 2023
- HNW clients · 38 to 41Apr 27, 2022 to Mar 21, 2023
- Individual clients · 12 to 13Apr 27, 2022 to Mar 21, 2023
- Insurance-licensed employees · 1 to 0Apr 27, 2022 to Mar 21, 2023
- Discretionary RAUM · $83.3M to $82.4MApr 27, 2022 to Mar 21, 2023
- HNW RAUM · $81.1M to $75.5MApr 27, 2022 to Mar 21, 2023
Signals
1 dated events
- K••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 20, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kc@kastelcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-622-2285reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H••••://WWW.K•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (888) 622-2285reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026