RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• F•••• L••••••
- W•••• I••••••••• A•••••••• L•• other currentsince Jan 1, 2025 · Little Rock, Ar
- P•• A••••••• S•••••••• L•• independent RIAJul 3, 2013 to Dec 31, 2015 · Little Rock, Ar
- I••••••••• P••••••••• I••• formerJan 3, 2012 to Jul 3, 2013 · San Antonio, Tx
- M••••• K••••• • C••••••• L•• formerJan 12, 2004 to Nov 14, 2005 · Little Rock, Ar
- P•• A••••••• S•••••••• L•• to W•••• I••••••••• A•••••••• L••left Dec 31, 2015, registered Jan 1, 2025 (3289 days) · Other · moved with a team
- I••••••••• P••••••••• I••• to P•• A••••••• S•••••••• L••left Jul 3, 2013, registered Jul 3, 2013 (0 days) · Other
- M••••• K••••• • C••••••• L•• to I••••••••• P••••••••• I•••left Nov 14, 2005, registered Jan 3, 2012 (2241 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address